(Confirmation of Signature of the shareholder by the Banker with their official rubber stamp, giving the full address of the bank and the employee code number of the official signing this form.) This form is intended to be used by the banker to confirm the signature of a particular shareholder, as given in their database, […]
SEBI’s Latest Notifications Mandate Shares and Securities in Demat Form
The latest notifications by SEBI restrict listed companies from accepting a request for transfer of securities that are held in physical form, with effect from April 1, 2019. The recent amendments in provisions of SEBI (Listing Obligations and Disclosure Requirements) Regulations mandate the conversion of shares and other types of securities of listed companies from […]
Appointment Scheme For Companies and Professionals Services | SAG RTA
Our organization is passionate enough to deliver excellent services, i.e. SAG RTA (Registrar & Transfer Agent) assists investors with the help of a hardworking & dedicated RTA team of trained executives and experts. SAG RTA is the preeminent, all-inclusive one-stop professional solution for all an investor’s needs, ranging from Securities Dematerialisation through NSDL and CDSL […]
Why is RTA Important For Both Investors & Fund House?
Registrar & Transfer Agent: The Registrar & Share Transfer Agent is a medium-sized entity that takes on all the responsibilities of the back-end process for multiple transactions involving mutual funds, as well as financial & non-financial dealings. The RTA undertakes the responsibility of maintaining records for each mutual fund’s transactions of the fund house across the country via […]
R&T Agent and How They Manage Their Stakeholders?
A registrar or transfer agent is a trust or similar financial institution that registers and maintains complete data records of the transactions of investors for the ease of mutual fund companies. So the primary role of the Registrar & Transfer Agent is to maintain records of investors and account balances. A registrar and transfer agent […]
Complete process to Register With SEBI For The RTAs
What is Registrar and Share Transfer Agent (RTA)? RTA, or the Registrar and Transfer Agent, are the authorized institution established for complete record maintenance as well as for the transfer of shares to investors, providing detailed information to the mutual fund houses, facilitating or providing convenience to them. The mutual fund houses process the transactions […]
MCA Further Amends Companies (Prospectus and Allotment of Securities) Rules, 2014
The MCA (Ministry of Corporate Affairs) issued a notification on 27th October 2023 introducing amendments to the Companies (Prospectus and Allotment of Securities) Rules, 2014. The amendments aim to streamline public and private companies‘ issuance and management of securities. Government Notification G.S.R. 802(E).—In the exercise of the authority given by section 29 read with section […]
Shares Dematerialization and RTA: Now An Indispensability
As per the Depositories Act, 1996, an investor is allowed to hold securities in physical as well as electronic mode, which implies that a holder can hold the securities in physical form or electronic form or a part of it in physical form and another part in Demat form. However, the amendment to Regulation 40 […]
SAG Infotech (SAG-RTA) Contribution to a Professional Event
SAG Infotech Participates in the Professional Knowledge Series 2025 by G&J Associates: Embracing the Future of Corporate Compliance and Legal Insights. SAG Infotech recently had the opportunity to take part in an enlightening event called the “Professional Knowledge Series – 2025,” organised by G&J Associates from July 8 to July 12, 2025. This event gathered […]
The ODR Platform For Resolving Investor Complaints
Issuer/Registrar & Share Transfer Agent (RTAs) have been officially notified that under the SEBI Circular (SEBI/HO/OIAE/OIAE_IAD-1/P/CIR/2023/131) dated July 31, 2023, registration on the common is now mandatory. This portal harnesses online conciliation and online arbitration to resolve disputes arising in the Indian Securities Market. Read Also:- For enrolled on Smart ODR platform This innovative platform […]
