A registrar or transfer agent is a trust or similar financial institution that registers and maintains complete data records of the transactions of investors for the ease of mutual fund companies. So the primary role of the Registrar & Transfer Agent is to maintain records of investors and account balances. A registrar and transfer agent […]
Complete process to Register With SEBI For The RTAs
What is Registrar and Share Transfer Agent (RTA)? RTA, or the Registrar and Transfer Agent, are the authorized institution established for complete record maintenance as well as for the transfer of shares to investors, providing detailed information to the mutual fund houses, facilitating or providing convenience to them. The mutual fund houses process the transactions […]
MCA Further Amends Companies (Prospectus and Allotment of Securities) Rules, 2014
The MCA (Ministry of Corporate Affairs) issued a notification on 27th October 2023 introducing amendments to the Companies (Prospectus and Allotment of Securities) Rules, 2014. The amendments aim to streamline public and private companies‘ issuance and management of securities. Government Notification G.S.R. 802(E).—In the exercise of the authority given by section 29 read with section […]
Shares Dematerialization and RTA: Now An Indispensability
As per the Depositories Act, 1996, an investor is allowed to hold securities in physical as well as electronic mode, which implies that a holder can hold the securities in physical form or electronic form or a part of it in physical form and another part in Demat form. However, the amendment to Regulation 40 […]
SAG Infotech (SAG-RTA) Contribution to a Professional Event
SAG Infotech Participates in the Professional Knowledge Series 2025 by G&J Associates: Embracing the Future of Corporate Compliance and Legal Insights. SAG Infotech recently had the opportunity to take part in an enlightening event called the “Professional Knowledge Series – 2025,” organised by G&J Associates from July 8 to July 12, 2025. This event gathered […]
The ODR Platform For Resolving Investor Complaints
Issuer/Registrar & Share Transfer Agent (RTAs) have been officially notified that under the SEBI Circular (SEBI/HO/OIAE/OIAE_IAD-1/P/CIR/2023/131) dated July 31, 2023, registration on the common is now mandatory. This portal harnesses online conciliation and online arbitration to resolve disputes arising in the Indian Securities Market. Read Also:- For enrolled on Smart ODR platform This innovative platform […]
MCA Extends Dematerialisation Deadline for Private Company Shares to June 30, 2025
The Ministry of Corporate Affairs (MCA) has officially extended the due date for the obligatory dematerialisation of securities for private companies. The updated due date has been extended to June 30, 2025, as per the updated notification issued dated February 12, 2025. The same amendment changes the Companies (Prospectus and Allotment of Securities) Rules, 2014, […]
Do You Really Know About Difference Between Share Transmission & Share Transfer?
This post, you will learn the basic and important difference between transfer and transmission in the firm. You will also get information about which option is better for whom
Know The Advantages of Dematerialisation
The Indian capital market has witnessed tremendous growth in scale & depth in the last few years regarding listed companies, several stock exchanges, trade volumes of scrips, and investor population. The Indian capital market could break new ground because of the DEMAT account that facilitates the holdings of shares and securities in electronic form. The […]
What is the Procedure To Convert Physical Shares into The Demat Form?
In the recent past, the Securities and Exchange Board of India (SEBI) has advocated the transfer of physical share certificates into digital format to make the settlement process much faster, easier and hassle-free for the traders. SEBI has also urged the shareholders to transform their physical share certificates into electronic form to eliminate the fraud […]
