In a recent Circular dated August 29, 2023, the attention of Issuers and R&T Agents has been drawn towards a Gazette Notification dated August 16, 2023. This notification is relevant to an important amendment in the Securities & Exchange Board of India (Depositories & Participants) Regulations, 2018, which is regarding, specifically, the amendment concerning the […]
FAQs on Mandatory Demat of Securities By Private Companies
Under section 29(1A) of the Companies Act, 2013 (‘the Act’) the Ministry of Corporate Affairs (‘MCA’) is authorized to define such classes of companies that can hold or transfer the securities just in dematerialized form. Under such authority, MCA, vide notification on September 10, 2018, inserted Rule 9A in the Companies (Prospectus and Allotment of […]
Why is RTA Important For Both Investors & Fund House?
Registrar & Transfer Agent: Registrar & Share Transfer Agent is a medium entity taking all the responsibilities of the back-end process of all the multiple transactions based on mutual funds, financial & non-financial dealings. The RTA undertakes the responsibility of record-keeping maintenance of each and every mutual fund’s transactions of the fund house via the […]
Shares Dematerialization and RTA: Now An Indispensability
As per the Depositories Act, 1996, an investor is allowed to hold securities in physical as well as electronic mode which implies that a holder can hold the securities in physical form or electronic form or a part of it in physical form and another part in Demat form. However, the amendment to Regulation 40 […]
Penal Provisions for Not Obtaining ISIN by Unlisted Public Companies
Recently the Ministry of corporate affairs has notified the latest form i.e. Form PAS-6 (Reconciliation of Share Capital Audit Report on a half-yearly basis) which can be utilized in the reconciliation of the share capital audit report on a half-year basis for the public listed companies. The last date for filing of e-Form PAS-6 (For […]
Procedure for Investors Service Request for Transmission of Securities
The operational rules for the processing of the investor service requests towards the intention of the transmission of the securities are mentioned as:
Appointment Scheme For Companies and Professionals Services | SAG RTA
Our organization is passionate enough to deliver excellent services i.e. SAG RTA (Registrar & Transfer Agent) assists investors with the help of a hardworking & dedicated RTA team of trained executives and experts. SAG RTA is the preeminent, all-inclusive one-stop professional solution for all the investor’s needs ranging from Securities Dematerialisation through NSDL and CDSL […]
Comprehensive Solution for Dematerialization of Equity Shares
SAG Infotech is Rajasthan’s first Registrar & Share Transfer Agent which is now offering professional RTA services to all types of security issuers and companies, in accordance with the notification issued by the MCA in September 2018, making it compulsory for all Unlisted Public Companies to issue shares/securities only in dematerialization form. We deal in […]
The ODR Platform For Resolving Investor Complaints
Issuer/Registrar & Share Transfer Agent (RTAs) have been officially notified that under the SEBI Circular (SEBI/HO/OIAE/OIAE_IAD-1/P/CIR/2023/131) dated July 31, 2023, registration on the common is now mandatory. This portal harnesses online conciliation and online arbitration to resolve disputes arising in the Indian Securities Market. Read Also:- For enrolled on Smart ODR platform This innovative platform […]
Process To Remate The Security Holding Under RTA Services
Remat is the process of conversion of security holdings into tangible form with the reissue of a share certificate. A client can rematerialise his bonds and shares in demat form into physical form at any point of time but the securities sent for rematerialisation cannot be traded. By-Law 9.4: Rematerialisation And Business Rule 11.2: Rematerialisation […]
