On June 21, 2023, the Securities and Exchange Board of India (SEBI) issued a circular. It states new regulations for issuing units of Alternative Investment Funds (AIFs) in the form of dematerialisation. The action is a crucial move proposing to enhance transparency and protect investors. In the Circular, deadlines and compliance requirements for these modifications […]
NSDL Debenture ISIN Application: Documents & Checklist for Issuers
Introduction An issuer should get an ISIN (International Securities Identification Number) from NSDL before issuing Debentures or Bonds in demat form. Various ISIN applications get delayed due to incomplete documents, incorrect cash flow details, or mismatches in security information. To ensure seamless approval of the ISIN application, issuers must concentrate on two areas: Step 1: […]
SEBI Special Window 2026: Transfer & Demat of Physical Shares Guide
Introduction The Securities and Exchange Board of India (SEBI) has decided to strengthen investor protection and ease doing business. In this decision, it has rolled out a Special Window for the Transfer and Dematerialisation of Physical Securities. A significant opportunity has arisen under this statutory development for Chartered Accountants, Company Secretaries, and other financial professionals […]
R&T Agent and How They Manage Their Stakeholders?
A registrar or transfer agent is a trust or similar financial institution that registers and maintains complete data records of the transactions of investors for the ease of mutual fund companies. So the primary role of the Registrar & Transfer Agent is to maintain records of investors and account balances. A registrar and transfer agent […]
Why is RTA Important For Both Investors & Fund House?
Registrar & Transfer Agent: The Registrar & Share Transfer Agent is a medium-sized entity that assumes responsibility for the back-end process for multiple transactions involving mutual funds, as well as financial & non-financial dealings. The RTA undertakes the responsibility of maintaining records for each mutual fund’s transactions of the fund house across the country via its chain of […]
Demat Account – What it is and How To Open A Demat Account Online
Shares are offered by companies incorporated in India under the Companies Act, 2013. These shares are either present in physical form or electronic form. Tangible share certificates owned by investors are physical shares with physical presence; whereas shares held in electronic form are dematerialised shares owned by investors in their Demat account. So, we can […]
Complete Process to Register With SEBI For The RTAs
What is Registrar and Share Transfer Agent (RTA)? RTA, or the Registrar and Transfer Agent, is the authorised institution responsible for maintaining complete records, transferring shares to investors, providing detailed information to mutual fund houses, and facilitating their operations. The mutual fund houses process the transactions of investors, while the registrar and share transfer agent […]
ISIN Explained: Meaning, Uses & Importance in Markets
Precisely determining the securities is important in these financial markets. In this, the ISIN (International Securities Identification Number) secures a crucial role. ISIN is a globally recognised code utilised to uniquely specify securities such as shares, bonds, debentures, and mutual funds. ISIN (International Securities Identification Number) stands for International Securities Identification Number. It is a […]
Top 7 Reason Why You Should Choose SAG RTA
SAG Infotech Private Limited, the pioneer in the taxation industry for the past 20+ years, now also works as an authorized RTA. The company holds the laurel of India’s best RTA Services provider company. The company has been entrusted with the responsibility to operate as an authorised and most trusted RTA in Rajasthan by the […]
MCA Extends Dematerialisation Deadline for Private Company Shares to June 30, 2025
The Ministry of Corporate Affairs (MCA) has officially extended the due date for the obligatory dematerialisation of securities for private companies. The updated due date has been extended to June 30, 2025, as per the updated notification issued on February 12, 2025. The same amendment changes the Companies (Prospectus and Allotment of Securities) Rules, 2014, […]
