Precisely determining the securities is important in these financial markets. In this ISIN (International Securities Identification Number) secures a crucial role. ISIN is a globally recognized code utilized to uniquely specify securities such as shares, bonds, debentures, and mutual funds. ISIN (International Securities Identification Number) stands for International Securities Identification Number. It is a 12-character […]
Dematerialised Form AIFs Units Issuance As Per SEBI India
On June 21, 2023, a circular was issued by the Securities and Exchange Board of India (SEBI). It states new regulations for issuing units of Alternative Investment Funds (AIFs) in the form of dematerialization. The action is a crucial move proposing to enhance transparency and protect investors. In the Circular, deadlines and compliance requirements for […]
What is the Procedure To Convert Physical Shares into The Demat Form?
In the recent past, the Securities and Exchange Board of India (SEBI) has advocated the transfer of physical share certificates into digital format to make the settlement process much faster, easier and hassle-free for the traders. SEBI has also urged the shareholders to transform their physical share certificates into electronic form to eliminate the fraud […]
Process To Remate The Security Holding Under RTA Services
Remat is the method of converting security holdings into a tangible form, with the reissue of a share certificate. A client can rematerialise his bonds and shares in demat form into physical form at any time; however, the securities sent for rematerialisation cannot be traded. By-Law 9.4: Rematerialisation and Business Rule 11.2: Rematerialisation of securities […]
Registrar Transfer Agent Benefits To Mutual Fund House
If you are involved in the trading of shares or mutual funds, you must have often heard about registrar and transfer agent (R&T Agents). These are individuals who handle a lot of back-end tasks, mostly related to the processing and management of shares and mutual fund units on behalf of the clients. R&T agents are […]
Complete process to Register With SEBI For The RTAs
What is Registrar and Share Transfer Agent (RTA)? RTA, or the Registrar and Transfer Agent, is the authorised institution established for maintaining complete records and transferring shares to investors, providing detailed information to mutual fund houses and facilitating their operations. The mutual fund houses process the transactions of investors, while all data generated from these […]
Why is RTA Important For Both Investors & Fund House?
Registrar & Transfer Agent: The Registrar & Share Transfer Agent is a medium-sized entity that takes on all the responsibilities of the back-end process for multiple transactions involving mutual funds, as well as financial & non-financial dealings. The RTA undertakes the responsibility of maintaining records for each mutual fund’s transactions of the fund house across the country via […]
Difference Between Preferential Allotment & Right Issue under Companies Act, 2013
Issue of shares on a preferential basis and issue of share rights basis both come u/s 62 of the Companies Act, 2013, and also in the Companies (Share Capital and Debentures) Rules, 2014, and Companies (Prospectus and Allotment of Securities) Rules, 2014. This is a formal invitation for existing shareholders regarding the rights issue of […]
Appointment Scheme For Companies and Professionals Services | SAG RTA
Our RTA team is passionate enough to deliver excellent services, i.e. SAG RTA (Registrar & Transfer Agent) assists investors with the help of a hardworking & dedicated RTA team of trained executives and experts. SAG RTA is the preeminent, all-inclusive one-stop professional solution for all an investor’s needs, ranging from Securities Dematerialisation through NSDL and […]
Top 5 SEBI Registered Registrar and Share Transfer Agent in India
The Registrars and Transfer Agents are important in keeping track of investors’ activities and records. They help manage the buying and selling of shares in mutual funds, along with other tasks like updating personal information and switching between different funds. When investors make these changes, Registrars and Transfer Agents monitor everything to ensure that all […]
