The operational rules for the processing of the investor service requests towards the intention of the transmission of the securities are mentioned as:
Comprehensive Solution for Dematerialization of Equity Shares
SAG Infotech is Rajasthan’s first Registrar & Share Transfer Agent which is now offering professional RTA services to all types of security issuers and companies, in accordance with the notification issued by the MCA in September 2018, making it compulsory for all Unlisted Public Companies to issue shares/securities only in dematerialization form. We deal in […]
Process To Remate The Security Holding Under RTA Services
Remat is the process of conversion of security holdings into tangible form with the reissue of a share certificate. A client can rematerialise his bonds and shares in demat form into physical form at any point of time but the securities sent for rematerialisation cannot be traded. By-Law 9.4: Rematerialisation And Business Rule 11.2: Rematerialisation […]
Details of Complete Form- MGT 7 Annual Return (New Rules)
On March 5, 2021, the MCA (Ministry of Corporate Affairs) issued a Notification via Companies (Management and Administration) Amendment Rules, 2021, Chapter VII of the Companies Act, 2013. The aforesaid rules shall be effective from March 05, 2021, i.e. the same date. In this notification, Rule 11 has been amended i.e. Annual Return in rule 11 […]
Dematerialised Form AIFs Units Issuance As Per SEBI India
On June 21, 2023, a circular was issued by the Securities and Exchange Board of India (SEBI). It states new regulations for issuing units of Alternative Investment Funds (AIFs) in the form of dematerialization. The action is a crucial move proposing to enhance transparency and protect investors. In the Circular, deadlines and compliance requirements for […]
RTAs Are the Cornerstone For The Mutual Fund Industry
Technology plays a stellar role in the growth and service of any industry. It can very well be justified if we take an example of a flourishing industry of mutual funds. Mutual Funds have reached the crest of success with the use of advanced technology that is largely catered and upgraded by the Registrar & […]
Fundraising via Social Stock Exchange Webinar – Register Now!
During her Union Budget speech of 2019-20, Finance Minister Nirmala Sitharaman proposed the creation of a Social Stock Exchange under the regulatory ambit of SEBI (Securities and Exchange Board of India) to enable social enterprises and voluntary organizations to raise capital through equity, debt, or units similar to a mutual fund (MF). Later, on July […]
The Ultimate Guide for How to Sell Stock Certificates through a Transfer Agent
A stock certificate is a physical piece of paper but holds more value than a normal piece of paper as it represents the ownership of a company. They include information like an identification number, the number of shares owned, the date, a corporate seal & signatures and most of them are designed in a convoluted […]
Procedure For Change of Registrar and Transfer Agent (RTA)
The procedure to change R & T Agent for companies or mutual fund houses requires them to submit a long list of certified documents or copies to the CDSL. After receiving such documents, CDSL verified each of the received documents and ensure that they are in a prescribed order to proceed with the RTA change […]
Top 14 Differences Between Equity Shares and Preference Shares
If a person wants to open his or her own business or wants to expand the business but does not have enough money to do so. Then the person has only two options i.e. to take a loan from the bank or to divide the finance cost into a unit and then sell it as […]
