SEBI’s Latest Notifications Mandate Shares and Securities in Demat Form

The latest notifications by SEBI restricts listed companies from accepting a request for transfer of securities which are held in physical form, with effect from April 1, 2019. (Read Notification) The recent amendments in provisions of SEBI (Listing Obligations and Disclosure Requirements) Regulations, mandate the conversion of shares and other types of securities of listed […]

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Why is Registrar & Transfer Agent (RTA) Important For Both Investors & Fund House?

Registrar & Transfer Agent: Registrar & transfer agent is a medium entity taking all the responsibilities of the back end process of all the multiple transactions based on mutual funds, financial & non-financial dealings. The RTA undertakes the responsibility of record keeping maintenance of each and every mutual fund’s transactions of the fund house via […]

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