What is Registrar and Share Transfer Agent (RTA)? RTA, or the Registrar and Transfer Agent, are the authorized institution established for complete record maintenance as well as for the transfer of shares to investors, providing detailed information to the mutual fund houses, facilitating or providing convenience to them. The mutual fund houses process the transactions […]
MCA Further Amends Companies (Prospectus and Allotment of Securities) Rules, 2014
The MCA (Ministry of Corporate Affairs) issued a notification on 27th October 2023 introducing amendments to the Companies (Prospectus and Allotment of Securities) Rules, 2014. The amendments aim to streamline public and private companies‘ issuance and management of securities. Government Notification G.S.R. 802(E).—In the exercise of the authority given by section 29 read with section […]
Shares Dematerialization and RTA: Now An Indispensability
As per the Depositories Act, 1996, an investor is allowed to hold securities in physical as well as electronic mode, which implies that a holder can hold the securities in physical form or electronic form or a part of it in physical form and another part in Demat form. However, the amendment to Regulation 40 […]
SAG Infotech (SAG-RTA) Contribution to a Professional Event
SAG Infotech Participates in the Professional Knowledge Series 2025 by G&J Associates: Embracing the Future of Corporate Compliance and Legal Insights. SAG Infotech recently had the opportunity to take part in an enlightening event called the “Professional Knowledge Series – 2025,” organised by G&J Associates from July 8 to July 12, 2025. This event gathered […]
The ODR Platform For Resolving Investor Complaints
Issuer/Registrar & Share Transfer Agent (RTAs) have been officially notified that under the SEBI Circular (SEBI/HO/OIAE/OIAE_IAD-1/P/CIR/2023/131) dated July 31, 2023, registration on the common is now mandatory. This portal harnesses online conciliation and online arbitration to resolve disputes arising in the Indian Securities Market. Read Also:- For enrolled on Smart ODR platform This innovative platform […]
MCA Extends Dematerialisation Deadline for Private Company Shares to June 30, 2025
The Ministry of Corporate Affairs (MCA) has officially extended the due date for the obligatory dematerialisation of securities for private companies. The updated due date has been extended to June 30, 2025, as per the updated notification issued dated February 12, 2025. The same amendment changes the Companies (Prospectus and Allotment of Securities) Rules, 2014, […]
What is the Procedure To Convert Physical Shares into The Demat Form?
In the recent past, the Securities and Exchange Board of India (SEBI) has advocated the transfer of physical share certificates into digital format to make the settlement process much faster, easier and hassle-free for the traders. SEBI has also urged the shareholders to transform their physical share certificates into electronic form to eliminate the fraud […]
Know How to Find Out a Duplicate Share Certificate
Share certificates issued by the company are sometimes lost or misquoted by shareholders due to some unforeseen circumstances. Sometimes, due to some unexpected situations, share certificates issued by the company get lost or misplaced by the shareholders. The loss can lead to huge financial losses to shareholders as well as the company. To avoid such […]
Demat Account – What it is and How To Open A Demat Account Online
Shares are offered by the companies of India incorporated under the Companies Act, 2013. These shares are either present in physical form or electronic form. Tangible share certificates owned by the investors are physical shares having a physical presence; whereas, shares present in electronic form are dematerialised shares owned by investors in their Demat account. […]
What are Documents Required for Transmission of Securities
TRANSMISSION OF SECURITIES:- ‘Transmission of Securities’ refers to the process of transferring the ownership of certain securities from the current owner to another person (legal heirs, nominee, joint holder, etc.) in case of death or lunacy of the current owner, or through inheritance or insolvency. Announcement:- As per the SEBI Circular dated May 18, 2022, […]
