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Issuer Connectivity with depository

CDSL

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Forms
Master Creation Form
Attachments
Tri-partite agreement
Networth certificate from a Chartered Accountant as per audited annual report for the last financial year.
Certified copy of the Board Resolution for admission of securities with CDSL mentioning the details about authorized signatory (ies) and appointment of RTA, if any.
Undertaking on the letterhead of the company duly stamped and signed by the authorized signatory (For Private Company).
Undertaking on the letterhead of the company duly stamped and signed by the authorized signatory (For Public Company).
Certified copies of the Certificate of Incorporation and Certificate of Incorporation pursuant to change of name of company, if applicable.
Declaration for freezing / unfreezing of securities (applicable in case of Private Limited Company).
Certified copy of PAS-3 and SH-7 filed with MCA for issue of securities or variation in face value of shares or reduction in capital after the last balance sheet date.
Soft Copy of Security Details
Certified true copies of PAN, TAN & GST
Certified copy of the Memorandum of Association
Certified copy of Articles of Association
Certified copy of Annual report (MGT-7) for last financial year
Certified copy of Latest audited financial statements
Processing Fees
For Listed Issuer Rs. 20,000/-
For Unlisted Issuer Rs. 15,000/-
Annual Custody Fees
For Listed Issuers
Rs. 11 per folio subject to minimum amount as below:
Nominal value of admitted securities Amount (in Rs.)
Upto Rs. 5 crore Rs. 9,000/-
Above 5 crores and upto 10 crores Rs. 22,500/-
Above Rs. 10 crore and upto Rs. 20 crore Rs. 45,000/-
Above Rs. 20 crore Rs. 75,000/-

Average number of folios (ISIN positions) will be arrived at by dividing the total number of folios (ISIN positions) for the entire previous financial year by the total number of working days in the said previous financial year.

Temperoroy ISIN shall not be considered. For requests received for breakup of number of folios day-wise or the detailed working used to arrive at the average number of folios, charges of Rs. 1,000/-.

For Unlisted Issuers
Rs. 11 per folio subject to minimum amount as below:
Nominal value of admitted securities Amount (in Rs.)
Upto Rs. 2.5 crore (applicable only for issuer of unlisted shares) Rs. 5,000/-
Above Rs. 2.5 crores and Upto Rs. 5 crore Rs. 9,000/-
Above Rs. 5 crore and upto Rs. 10 crore Rs. 22,500/-
Above Rs. 10 crore and upto Rs. 20 crore Rs. 45,000/-
Above Rs. 20 crore Rs. 75,000/-
For requests received for breakup of number of folios day-wise or the detailed working used to arrive at the average number of folios, charge of Rs. 1,000/-
Security Deposit
The unlisted issuers to maintain security deposit of not less than two years of annual charges.

Note :

1. Seperate fee would be charged for 'Benpos' required on special dates.
2. All the charges mentioned above are exclusive of taxes

NSDL

Checklist click here
Forms
Master Creation Form Part I
Master Creation Form Part II
Networth certificate from a Chartered Accountant as per audited annual report for the last financial year.
Certified true copy of Board Resolution mentioning name of signatories who are authorized by Board to execute documents and list of Authorised Signatories along with specimen signature.
Confirmation letter from Registrar & Transfer Agent (R&T Agent).
Certified true copies of Memorandum & Articles of Association along with Certificate of Incorporation.
Certified true copy of Audited annual report for the last financial year.
If company has issued equity shares after latest balance sheet in that case company has to provide certified true copy of PAS-3 , Chalan and Networth Certificate considering further allotment of shares.
If there is any variation in face value of shares or reduction in capital after the last balance sheet date in that case company has to provide certified true copy of SH-7.
GST details in soft copy to be emailed to sunitam@nsdl.co.in anjalin@nsdl.co.in swapnila@nsdl.co.in and iifd@nsdl.co.in
Certified copy of the Memorandum of Association
Certified copy of Articles of Association
Certified copy of Annual report for last financial year
Certified copy of Latest audited financial statements
Additional documents for private limited companies
Undertaking from company
Additional documents for listed companies
Copies of listing/trading permission/confirmation letter received from the stock exchanges with Distinctive Number Range (DNR) for listing of all its shares.
Copy of the latest Reconciliation of Share Capital Audit Report submitted to the stock exchanges.
Processing Fees
For Listed Issuer Rs. 20,000/-
For Unlisted Issuer Rs. 15,000/-
Annual Custody Fees
Rs. 11 per folio subject to minimum amount as below:
Nominal value of admitted securities Amount (in Rs.)
Upto Rs. 2.5 crore (applicable only for issuer of unlisted shares) Rs. 5,000/-
Above Rs. 2.5 crores and Upto Rs. 5 crore Rs. 9,000/-
Above Rs. 5 crore and upto Rs. 10 crore Rs. 22,500/-
Above Rs. 10 crore and upto Rs. 20 crore Rs. 45,000/-
Above Rs. 20 crore Rs. 75,000/-
The fee will be based on average number of folios (ISIN positions except temporary ISINs) during the previous financial year. Average number of folios (ISIN positions) will be arrived at by dividing the total number of folios (ISIN positions) for the entire previous financial year by the total number of working days in the said previous financial year. In case the issued capital or ISIN positions increase during the financial year due to issue of further shares, by way of public offer, the custody fee would be charged on a pro-rata basis, at the time of such issue.
Security Deposit
The unlisted issuers to maintain security deposit of not less than two years of annual charges.

Note :

1. Seperate fee would be charged for 'Benpos' required on special dates.
2. All the charges mentioned above are exclusive of taxes

Change of RTA

CDSL

Attachments
Consent Letter From New RTA
pdf
Declaration From Issuer Company
pdf
Format Confirmation of Audited Capital
pdf
MCF PART A
pdf
NOC From Old RTA
pdf
RTA Change Resolution
Word
Tripartite Agreement For Franking and e-Stamping
pdf
Documents Processing Fees
Upto 5 crore Rs. 10,000/-
Above 5 crore and upto 10 crore Rs. 15,000/-
Above 10 crore and upto 20 crore Rs. 20,000/-
Above 20 crore Rs. 25,000/-

NSDL

Attachments
RTA Change Resolution
Word

IPO/FPO

CDSL

Forms
Details of Allotment / Corporate Action Information.
Attachments
Certified copy of the Board Resolution approving the allotment.
Certified copy of the Offer Document filed with SEBI/Stock Exchange(s) and copy of Application Form.
Certified copy of the listing approval from BSE & NSE (if not listed on BSE & NSE then from all the Stock Exchanges where the securities will be listed).
Certified copy of the basis of allotment filed with the Stock Exchange(s).
Certified copy of confirmation letter from the Lead Managers.
Certified copy of BO Verification Summary from the RTA.
Request letter from the RTA for submission of file for allotmen
BO verification charges
Rs 2/- per record subject to minimum charges as per issue size as mentioned below:
Issue Size [In INR]
Upto 10 crore Rs. 10,000/-
Above 10 crore and upto 100 crore Rs. 25,000/-
Above 100 crore and upto 1000 crore Rs. 50,000/-
Above 1000 crore Rs. 1,00,000/-
Corporate Action document processing fees [For Listed Issuers only]
Rs. 20,000/-
Electronic debit/credit Charges
Electronic debit/credit through the CDSL system will attract charges @ 10 (INR) per debit/credit, subject to a minimum of 1,000 (INR).

Note :

1. Seperate fee would be charged for 'Benpos' required on special dates.
2. All the charges mentioned above are exclusive of taxes

NSDL

Forms
Details of Allotment / Corporate Action Information.
Attachments
Certified copies of the Board Resolution and Shareholder Resolution approving the allotment.
 Certified copy of the Offer Document filed with SEBI/Stock Exchange(s) and copy of Application Form.
 Certified copy of the listing approval from BSE & NSE (if not listed on BSE & NSE then from all the Stock Exchanges where the securities will be listed).
Certified copy of the basis of allotment filed with the Stock Exchange(s).
Certified copy of confirmation letter from the Lead Managers.
Confirmation stating that the new shares are pari-passu in all respects with the existing shares.
BO verification charges
Rs 2/- per record subject to minimum charges as per issue size as mentioned below:
Issue Size [In INR]
Upto 10 crore Rs. 10,000/-
Above 10 crore and upto 100 crore Rs. 25,000/-
Above 100 crore and upto 1000 crore Rs. 50,000/-
Above 1000 crore Rs. 1,00,000/-
Corporate Action document processing fees [For Listed Issuers only]
Rs. 20,000/- for listed/ to be listed Companies forprocessing documents in respect of issue/ alteration/ cancellation of shares. In case of issue of shares pursuant to employee share benefit schemes Rs. 5,000/- subject to maximum of Rs .20,000/- for financial year. Rs.250/- for processing document in respect of issue/cancellation/alteration/redemption for securities other than mentioned above (except mutual fund and Government securities).
Electronic debit/credit Charges
Electronic debit/credit through the NSDL system will attract charges @ 10 (INR) per debit/credit, subject to a minimum of 1,000 (INR).

Note :

1. Seperate fee would be charged for 'Benpos' required on special dates.
2. All the charges mentioned above are exclusive of taxes

Offer for Sale

CDSL

Forms
Details of Allotment / Corporate Action Information.
Attachments
Certified copy of the Board Resolution approving the allotment.
Certified copy of the Offer Document filed with SEBI/Stock Exchange(s) and copy of Application Form.
Certified copy of the listing approval from BSE & NSE (if not listed on BSE & NSE then from all the Stock Exchanges where the securities will be listed).
Certified copy of the basis of allotment filed with the Stock Exchange(s).
Certified copy of confirmation letter from the Lead Managers.
Certified copy of BO Verification Summary from the RTA.
Request letter from the RTA for submission of file for allotment
BO verification charges
Rs 2/- per record subject to minimum charges as per issue size as mentioned below:
Issue Size [In INR]
Upto 10 crore Rs. 10,000/-
Above 10 crore and upto 100 crore Rs. 25,000/-
Above 100 crore and upto 1000 crore Rs. 50,000/-
Above 1000 crore Rs. 1,00,000/-
Corporate Action document processing fees [For Listed Issuers only]
Corporate Action document processing fees @ 20,000 (INR)
Electronic debit/credit Charges
Electronic debit/credit through the CDSL system will attract charges @ 10 (INR) per debit/credit, subject to a minimum of 1,000 (INR)

Note :

1. Seperate fee would be charged for 'Benpos' required on special dates.
2. All the charges mentioned above are exclusive of taxes

NSDL

Forms
Details of Allotment / Corporate Action Information.
Attachments
Certified copies of the Board Resolution and Shareholder Resolution approving the allotment.
Certified copy of the Offer Document filed with SEBI/Stock Exchange(s) and copy of Application Form.
Certified copy of the listing approval from BSE & NSE (if not listed on BSE & NSE then from all the Stock Exchanges where the securities will be listed).
Certified copy of the basis of allotment filed with the Stock Exchange(s).
Certified copy of confirmation letter from the Lead Managers.
Confirmation stating that the new shares are pari-passu in all respects with the existing shares.
BO verification charges
Rs 2/- per record subject to minimum charges as per issue size as mentioned below:
Issue Size [In INR]
Upto 10 crore Rs. 10,000/-
Above 10 crore and upto 100 crore Rs. 25,000/-
Above 100 crore and upto 1000 crore Rs. 50,000/-
Above 1000 crore Rs. 1,00,000/-
Corporate Action document processing fees [For Listed Issuers only]
Rs. 20,000/- for listed/ to be listed Companies forprocessing documents in respect of issue/ alteration/ cancellation of shares. In case of issue of shares pursuant to employee share benefit schemes Rs. 5,000/- subject to maximum of Rs .20,000/- for financial year. Rs.250/- for processing document in respect of issue/cancellation/alteration/redemption for securities other than mentioned above (except mutual fund and Government securities).
Electronic debit/credit Charges
Electronic debit/credit through the NSDL system will attract charges @ 10 (INR) per debit/credit, subject to a minimum of 1,000 (INR)

Note :

1. Seperate fee would be charged for 'Benpos' required on special dates.
2. All the charges mentioned above are exclusive of taxes

Bonus Issue

CDSL

Forms
Details of Allotment / Corporate Action Information.
Attachments
Certified copy of the Board Resolution approving the allotment.
Certified copy of the Shareholders Resolution passed in AGM/EGM approving the allotment
Certified copy of the In-principle approval for listing from BSE & NSE. (If not listed on BSE & NSE then from all the Stock Exchanges where the securities will be listed)
Request letter from the RTA for submission of file for allotment.
Corporate Action document processing fees [For Listed Issuers only]
Corporate Action document processing fees @ 20,000 (INR)
Electronic debit/credit Charges
Electronic debit/credit through the CDSL system will attract charges @ 10 (INR) per debit/credit, subject to a minimum of 1,000 (INR)

Note :

1. Seperate fee would be charged for 'Benpos' required on special dates.
2. All the charges mentioned above are exclusive of taxes

NSDL

Forms
Details of Allotment / Corporate Action Information.
Attachments
Certified copy of the Board Resolution approving the allotment.
Certified copy of the Shareholders Resolution passed in AGM/EGM approving the allotment
 Certified copy of the In-principle approval for listing from BSE & NSE. (If not listed on BSE & NSE then from all the Stock Exchanges where the securities will be listed) In case the company is unlisted, a copy of Form No. 2 (return of allotment) filed by the company with the Registrar of Companies alongwith copy of ROC counter receipt.
Confirmation stating that the new shares are pari-passu in all respects with the existing shares.
Copy of the letter / circular of the stock exchange confirming / notifying the record date. In case the company is unlisted, Copy of letter / notice sent to the shareholders informing them about the record date
Corporate Action document processing fees [For Listed Issuers only]
Rs. 20,000/- for listed/ to be listed Companies forprocessing documents in respect of issue/ alteration/ cancellation of shares. In case of issue of shares pursuant to employee share benefit schemes Rs. 5,000/- subject to maximum of Rs .20,000/- for financial year. Rs.250/- for processing document in respect of issue/cancellation/alteration/redemption for securities other than mentioned above (except mutual fund and Government securities).
Electronic debit/credit Charges
Electronic debit/credit through the NSDL system will attract charges @ 10 (INR) per debit/credit, subject to a minimum of 1,000 (INR)

Note :

1. Seperate fee would be charged for 'Benpos' required on special dates.
2. All the charges mentioned above are exclusive of taxes

Right Issue

CDSL

Forms
Details of Allotment / Corporate Action Information.
Attachments
Certified copy of the Board Resolution approving the allotment.
Certified copy of the Shareholders Resolution passed in AGM/EGM approving the allotment
Certified copy of filed PAS-3 alongwith fee challan
Certified copy of the In-principle approval for listing from BSE & NSE. (If not listed on BSE & NSE then from all the Stock Exchanges where the securities will be listed)
Certified copy of the letter of Offer/Offer Document filed with SEBI/ Stock Exchange(s) and Application Form. 
Certified copy of the basis of allotment filed with the Stock Exchange(s). 
Certified copy of the confirmation letter from the Lead Managers. 
Request letter from the RTA for submission of file for allotment.
BO verification charges
Rs 2/- per record subject to minimum charges as per issue size as mentioned below:
Issue Size [In INR]
Upto 10 crore Rs. 10,000/-
Above 10 crore and upto 100 crore Rs. 25,000/-
Above 100 crore and upto 1000 crore Rs. 50,000/-
Above 1000 crore Rs. 1,00,000/-
Corporate Action document processing fees [For Listed Issuers only]
Corporate Action document processing fees @ 20,000 (INR)
Electronic debit/credit Charges
Electronic debit/credit through the CDSL system will attract charges @ 10 (INR) per debit/credit, subject to a minimum of 1,000 (INR)

Note :

1. Seperate fee would be charged for 'Benpos' required on special dates.
2. All the charges mentioned above are exclusive of taxes

NSDL

Forms
Details of Allotment / Corporate Action Information.
Attachments
Certified copy of the Board Resolution approving the allotment.
Certified copy of the Shareholders Resolution passed in AGM/EGM approving the allotment.
Certified copy of the in-principle approval for listing from BSE & NSE. (If not listed on BSE & NSE then from all the Stock Exchanges where the securities will be listed). In case the company is unlisted, a copy of Form No. 2 (return of allotment) filed by the company with the Registrar of Companies alongwith copy of ROC counter receipt.
Certified copy of the letter of Offer/Offer Document filed with SEBI/ Stock Exchange(s) and Application Form. 
Confirmation stating that the new shares are pari-passu in all respects with the existing shares.
BO verification charges
Rs 2/- per record subject to minimum charges as per issue size as mentioned below:
Issue Size [In INR]
Upto 10 crore Rs. 10,000/-
Above 10 crore and upto 100 crore Rs. 25,000/-
Above 100 crore and upto 1000 crore Rs. 50,000/-
Above 1000 crore Rs. 1,00,000/-
Corporate Action document processing fees [For Listed Issuers only]
Rs. 20,000/- for listed/ to be listed Companies forprocessing documents in respect of issue/ alteration/ cancellation of shares. In case of issue of shares pursuant to employee share benefit schemes Rs. 5,000/- subject to maximum of Rs .20,000/- for financial year. Rs.250/- for processing document in respect of issue/cancellation/alteration/redemption for securities other than mentioned above (except mutual fund and Government securities).
Electronic debit/credit Charges
Electronic debit/credit through the NSDL system will attract charges @ 10 (INR) per debit/credit, subject to a minimum of 1,000 (INR)

Note :

1. Seperate fee would be charged for 'Benpos' required on special dates.
2. All the charges mentioned above are exclusive of taxes

ESOP/ESOS/ASOP

CDSL

Forms
Details of Allotment / Corporate Action Information.
Attachments
Certified copy of the Board Resolution approving the allotment.
Certified copy of the Shareholders Resolution passed in AGM/EGM approving the allotment
Certified copy of the In-principle approval from BSE & NSE. (If not listed on BSE & NSE then from all the Stock Exchanges where the securities will be listed)
Reconciliation Statement (If listing approval received for maximum allotment).
Request letter from the RTA for submission of file for allotment.  
Corporate Action document processing fees [For Listed Issuers only]
Corporate Action document processing fees @ 20,000 (INR)
Electronic debit/credit Charges
Electronic debit/credit through the CDSL system will attract charges @ 10 (INR) per debit/credit, subject to a minimum of 1,000 (INR)

Note :

1. Seperate fee would be charged for 'Benpos' required on special dates.
2. All the charges mentioned above are exclusive of taxes

NSDL

Forms
Details of Allotment / Corporate Action Information.
Attachments
Certified copy of the Board Resolution approving the allotment.
Certified copy of the Shareholders Resolution passed in AGM/EGM approving the allotment
Certified copy of the In-principle approval for listing from BSE & NSE. (If not listed on BSE & NSE then from all the Stock Exchanges where the securities will be listed) In case the company is unlisted, a copy of Form No. 2 (return of allotment) filed by the company with the Registrar of Companies alongwith copy of ROC counter receipt.
Confirmation stating that :
(a) these shares issued now are pari-passu in all respects with the existing shares. (As per SEBI circular No. SMDRP/NSDL/3254/00 dated February 18, 2000, shares issued by companies should be pari-passu in all respects and the same ISIN number should be allotted).
(b) these shares issued now are forming a part of the consolidated “in-principle” approvals given by the stock exchanges (In case consolidated “in-principle” listing approvals are obtained).
(c) none of the stock exchanges have withdrawn the “in-principle” listing approval (In case consolidated “in-principle” listing approvals are obtained).
Corporate Action document processing fees [For Listed Issuers only]
Rs. 20,000/- for listed/ to be listed Companies forprocessing documents in respect of issue/ alteration/ cancellation of shares. In case of issue of shares pursuant to employee share benefit schemes Rs. 5,000/- subject to maximum of Rs .20,000/- for financial year. Rs.250/- for processing document in respect of issue/cancellation/alteration/redemption for securities other than mentioned above (except mutual fund and Government securities).
Electronic debit/credit Charges
Electronic debit/credit through the NSDL system will attract charges @ 10 (INR) per debit/credit, subject to a minimum of 1,000 (INR)

Note :

1. Seperate fee would be charged for 'Benpos' required on special dates.
2. All the charges mentioned above are exclusive of taxes

Preferential Allotment

CDSL

Forms
Details of Allotment / Corporate Action Information.
Attachments
Certified copy of the Board Resolution approving the allotment.
Certified copy of the Shareholders Resolution passed in AGM/EGM approving the allotment
Certified copy of the In-principle approval for listing from BSE & NSE. (If not listed on BSE & NSE then from all the Stock Exchanges where the securities will be listed)
Request letter from the RTA for submission of file for allotment.  
Corporate Action document processing fees [For Listed Issuers only]
Corporate Action document processing fees @ 20,000 (INR)  
Electronic debit/credit Charges
Electronic debit/credit through the CDSL system will attract charges @ 10 (INR) per debit/credit, subject to a minimum of 1,000 (INR) 

Note :

1. Seperate fee would be charged for 'Benpos' required on special dates.
2. All the charges mentioned above are exclusive of taxes

NSDL

Forms
Details of Allotment / Corporate Action Information.
Attachments
Certified copy of the Board Resolution approving the allotment.
Certified copy of the Shareholders Resolution passed in AGM/EGM approving the allotment
Copies of the letters of “in-principle” listing approvals of the stock exchanges obtained after completion of all listing formalities except credit of shares directly in dematerialised form and / or despatch of physical certificates. In case the shares are issued in physical form, copies of letters of listing approval of the stock exchanges. In case the company is unlisted, Copy of Form No. 2 / PAS 3 (return of allotment) filed by the company with the Registrar of Companies alongwith copy of ROC counter receipt.
Confirmation stating that the new shares are pari-passu in all respects with the existing shares.
Corporate Action document processing fees [For Listed Issuers only]
Rs. 20,000/- for listed/ to be listed Companies forprocessing documents in respect of issue/ alteration/ cancellation of shares. In case of issue of shares pursuant to employee share benefit schemes Rs. 5,000/- subject to maximum of Rs .20,000/- for financial year. Rs.250/- for processing document in respect of issue/cancellation/alteration/redemption for securities other than mentioned above (except mutual fund and Government securities).
Electronic debit/credit Charges
Electronic debit/credit through the NSDL system will attract charges @ 10 (INR) per debit/credit, subject to a minimum of 1,000 (INR) 

Note :

1. Seperate fee would be charged for 'Benpos' required on special dates.
2. All the charges mentioned above are exclusive of taxes

Scheme of Arrangement / Amalgamation / Demerger / Reduction in Share Capital

CDSL

Forms
Details of Allotment / Corporate Action Information.
Attachments
Certified copy of the Board Resolution approving the scheme / allotment.
Certified copy of the Shareholders' Resolution passed in AGM/EGM approving the scheme / allotment.
Certified copy of the In-principle approval for listing from BSE & NSE. (If not listed on BSE & NSE then from all the Stock Exchanges where the securities will be listed)
Certified copy of the Scheme & Court/BIFR Order
Request letter from the company for ISIN Activation/Deactivation.
Request letter from the RTA for submission of file for allotment.
Corporate Action document processing fees [For Listed Issuers only]
Corporate Action document processing fees @ 20,000 (INR)  
Electronic debit/credit Charges
Electronic debit/credit through the CDSL system will attract charges @ 10 (INR) per debit/credit, subject to a minimum of 1,000 (INR) 

Note :

1. Seperate fee would be charged for 'Benpos' required on special dates.
2. All the charges mentioned above are exclusive of taxes

NSDL

Forms
Details of Allotment / Corporate Action Information.
Attachments
Certified copy of the Board Resolution approving the scheme / allotment.
Certified copy of the Shareholders' Resolution passed in AGM/EGM approving the scheme / allotment.
Certified copy of the in-principle approval for listing from BSE & NSE. (If not listed on BSE & NSE then from all the Stock Exchanges where the securities will be listed). In case the company is unlisted, a copy of Form No. 2 (return of allotment) filed by the company with the Registrar of Companies alongwith copy of ROC counter receipt.
 Certified copy of the Scheme & Court/BIFR Order 
Confirmation stating that the new shares are pari-passu in all respects with the existing shares.
Copy of the letter / circular of the stock exchange confirming / notifying the record date. In case the company is unlisted, Copy of letter / notice sent to the shareholders informing them about the record date
 Certified true copy of the Board Resolution for allotment of new shares.
Corporate Action document processing fees [For Listed Issuers only]
Rs. 20,000/- for listed/ to be listed Companies forprocessing documents in respect of issue/ alteration/ cancellation of shares. In case of issue of shares pursuant to employee share benefit schemes Rs. 5,000/- subject to maximum of Rs .20,000/- for financial year. Rs.250/- for processing document in respect of issue/cancellation/alteration/redemption for securities other than mentioned above (except mutual fund and Government securities).
Electronic debit/credit Charges
Electronic debit/credit through the NSDL system will attract charges @ 10 (INR) per debit/credit, subject to a minimum of 1,000 (INR) 

Note :

1. Seperate fee would be charged for 'Benpos' required on special dates.
2. All the charges mentioned above are exclusive of taxes

Sub-Division/Consolidation

CDSL

Forms
Details of Allotment / Corporate Action Information.
Attachments
Certified copy of the Board Resolution approving the split/sub-division/consolidation.
Certified copy of the Shareholders Resolution passed in AGM/EGM approving the split/sub-division/consolidation.
Certified copy of the notices issued by Stock Exchange(s) to its members.
Request letter from the company for ISIN Activation/Deactivation.
Request letter from the RTA for submission of file for allotment.
Corporate Action document processing fees [For Listed Issuers only]
Corporate Action document processing fees @ 20,000 (INR)
Electronic debit/credit Charges
Electronic debit/credit through the CDSL system will attract charges @ 10 (INR) per debit/credit, subject to a minimum of 1,000 (INR) 

Note :

1. Seperate fee would be charged for 'Benpos' required on special dates.
2. All the charges mentioned above are exclusive of taxes

NSDL

Forms
Details of Allotment / Corporate Action Information.
Attachments
Certified copy of the Board Resolution approving the split/sub-division/consolidation.
Certified copy of the Shareholders Resolution passed in AGM/EGM approving the split/sub-division/consolidation.
Copy of the letter / circular of the stock exchange confirming / notifying the record date. In case the company is unlisted, Copy of letter / notice sent to the shareholders informing them about the record date
Copy of the Reconciliation Of Share Capital Audit report submitted to the stock exchanges
Additional Documents in case of Consolidation of Shares
Certified true copy of approval received from Tribunal for consolidation.
CFI Details as per enclosed format for the activation of new ISIN.

Allotment / Conversion of FCCBs / GDRs

CDSL

Forms
Details of Allotment / Corporate Action Information.
Attachments
Certified copy of the Board Resolution approving the allotment.
Certified copy of the Shareholders Resolution passed in AGM/EGM approving the allotment
Certified copy of the In-principle approval for listing from BSE & NSE. (If not listed on BSE & NSE then from all the Stock Exchanges where the securities will be listed)
Certified copy of the letter of Offer/Offer Document.
Request letter from the RTA for submission of file for allotment.
Corporate Action document processing fees [For Listed Issuers only]
Corporate Action document processing fees @ 20,000 (INR)
Electronic debit/credit Charges
Electronic debit/credit through the CDSL system will attract charges @ 10 (INR) per debit/credit, subject to a minimum of 1,000 (INR) 

Note :

1. Seperate fee would be charged for 'Benpos' required on special dates.
2. All the charges mentioned above are exclusive of taxes

NSDL

Forms
Details of Allotment / Corporate Action Information.
Attachments
Certified copy of the Board Resolution approving the allotment.
Certified copy of the Shareholders Resolution passed in AGM/EGM approving the allotment
Copies of the letters of “in-principle” listing approvals of the stock exchanges obtained after completion of all listing formalities except credit of shares directly in dematerialised form and / or despatch of physical certificates. In case the shares are issued in physical form, copies of letters of listing approval of the stock exchanges. In case the company is unlisted, Copy of Form No. 2 / PAS 3 (return of allotment) filed by the company with the Registrar of Companies alongwith copy of ROC counter receipt.
Confirmation stating that the new shares are pari-passu in all respects with the existing shares.
Corporate Action document processing fees [For Listed Issuers only]
Rs. 20,000/- for listed/ to be listed Companies forprocessing documents in respect of issue/ alteration/ cancellation of shares. In case of issue of shares pursuant to employee share benefit schemes Rs. 5,000/- subject to maximum of Rs .20,000/- for financial year. Rs.250/- for processing document in respect of issue/cancellation/alteration/redemption for securities other than mentioned above (except mutual fund and Government securities).
Electronic debit/credit Charges
Electronic debit/credit through the NSDL system will attract charges @ 10 (INR) per debit/credit, subject to a minimum of 1,000 (INR) 

Note :

1. Seperate fee would be charged for 'Benpos' required on special dates.
2. All the charges mentioned above are exclusive of taxes

Conversion of Debts / Warrants / Convertible Notes / Preference Shares

CDSL

Forms
Details of Allotment / Corporate Action Information.
Attachments
Certified copy of the Board Resolution approving the allotment.
Certified copy of the Shareholders Resolution passed in AGM/EGM approving the allotment
Certified copy of the In-principle approval for listing from BSE & NSE. (If not listed on BSE & NSE then from all the Stock Exchanges where the securities will be listed)
Request letter from the RTA for submission of file for allotment.
Corporate Action document processing fees [For Listed Issuers only]
Corporate Action document processing fees @ 20,000 (INR)
Electronic debit/credit Charges
Electronic debit/credit through the CDSL system will attract charges @ 10 (INR) per debit/credit, subject to a minimum of 1,000 (INR) 

Note :

1. Seperate fee would be charged for 'Benpos' required on special dates.
2. All the charges mentioned above are exclusive of taxes

NSDL

Forms
Details of Allotment / Corporate Action Information.
Attachments
Certified copy of the Board Resolution approving the allotment.
Certified copy of the Shareholders Resolution passed in AGM/EGM approving the allotment
Copies of the letters of “in-principle” listing approvals of the stock exchanges obtained after completion of all listing formalities except credit of shares directly in dematerialised form and / or despatch of physical certificates. In case the shares are issued in physical form, copies of letters of listing approval of the stock exchanges. In case the company is unlisted, Copy of Form No. 2 / PAS 3 (return of allotment) filed by the company with the Registrar of Companies alongwith copy of ROC counter receipt.
Confirmation stating that the new shares are pari-passu in all respects with the existing shares.
Corporate Action document processing fees [For Listed Issuers only]
Rs. 20,000/- for listed/ to be listed Companies forprocessing documents in respect of issue/ alteration/ cancellation of shares. In case of issue of shares pursuant to employee share benefit schemes Rs. 5,000/- subject to maximum of Rs .20,000/- for financial year. Rs.250/- for processing document in respect of issue/cancellation/alteration/redemption for securities other than mentioned above (except mutual fund and Government securities).
Electronic debit/credit Charges
Electronic debit/credit through the NSDL system will attract charges @ 10 (INR) per debit/credit, subject to a minimum of 1,000 (INR) 

Note :

1. Seperate fee would be charged for 'Benpos' required on special dates.
2. All the charges mentioned above are exclusive of taxes

Allotment Money Payment (Calls) / Non Pari Pasu to Pari Pasu Shares

CDSL

Attachments
Letter from the company giving details of Corporate Action (CA).
Request letter from the RTA for submission of file for the CA.
Electronic debit/credit Charges
Electronic debit/credit through the CDSL system will attract charges @ 10 (INR) per debit/credit, subject to a minimum of 1,000 (INR) 

Note :

1. Seperate fee would be charged for 'Benpos' required on special dates.
2. All the charges mentioned above are exclusive of taxes

NSDL

Forms
Details of Allotment / Corporate Action Information.
Attachments
Certified copy of the Board Resolution approving the allotment.
Certified copy of the Shareholders Resolution passed in AGM/EGM approving the allotment
Copies of the letters of “in-principle” listing approvals of the stock exchanges obtained after completion of all listing formalities except credit of shares directly in dematerialised form and / or despatch of physical certificates. In case the shares are issued in physical form, copies of letters of listing approval of the stock exchanges. In case the company is unlisted, Copy of Form No. 2 / PAS 3 (return of allotment) filed by the company with the Registrar of Companies alongwith copy of ROC counter receipt.
Electronic debit/credit Charges
Electronic debit/credit through the NSDL system will attract charges @ 10 (INR) per debit/credit, subject to a minimum of 1,000 (INR) 

Note :

1. Seperate fee would be charged for 'Benpos' required on special dates.
2. All the charges mentioned above are exclusive of taxes

Allotment / Redemption of Commercial Papers

CDSL

Attachments
Letter giving details of Allotment/Redemption of Commercial Papers.
IPA Certificate for Allotment/Redemption of Commercial Papers.
Request letter from the RTA for submission of file for Allotment/ Redemption.
Processing Fee
Rs.10,000/- for five issues. Additional fee of Rs.10,000/- for every additional five issues 

Note :

1. Seperate fee would be charged for 'Benpos' required on special dates.
2. All the charges mentioned above are exclusive of taxes

NSDL

Forms
Details of Corporate Action Information
Attachments

IPA Certificate for Allotment/Redemption of Commercial Papers.

Commercial Paper - IPA Certificate - Part Premature Redemption
Commercial Paper - IPA Certificate - Premature Redemption
Commercial Paper - IPA Certificate - Redemption Updated
CP IPA Certificate - Allotment
Processing Fee
Rs. 10,000/- Annual Charges (April - March) 

Note :

1. Seperate fee would be charged for 'Benpos' required on special dates.
2. All the charges mentioned above are exclusive of taxes

Allotment / Redemption of Debentures / Bonds / Preference Shares

CDSL

Forms
Details of Allotment / Corporate Action Information.
Attachments
Certified copy of the Board Resolution approving the allotment.
Certified copy of the in-principle approval for listing from the Stock Exchanges where the securities will be listed.
Request letter from the RTA for submission of file for allotment.
Electronic debit/credit Charges
Electronic debit/credit through the CDSL system will attract charges @ 10 (INR) per debit/credit, subject to a minimum of 1,000 (INR) 

Note :

1. Seperate fee would be charged for 'Benpos' required on special dates.
2. All the charges mentioned above are exclusive of taxes

NSDL

Forms

Details of Allotment / Corporate Action Information.

Corporate Action Info Form
Debt Instruments - Allotment
Debt Instruments - Redemption
Attachments
Certified copy of the Board Resolution approving the allotment.
Additional Documents in case of Issue of Preference Shares
Certified true copy of the Shareholders’ Resolution approving the issue of shares.
Master Creation Form (for preference shares)
Copies of the letters of “in-principle” listing approvals of the stock exchanges obtained after completion of all listing formalities except credit of shares directly in dematerialised form and / or despatch of physical certificates . In case the company is unlisted, copy of Form No. 2 (return of allotment) filed by the company with the Registrar of Companies alongwith copy of ROC counter receipt
Additional Documents in case of Redemption of Preference Shares
Copy of the letter / circular of the stock exchange about the redemption (for listed preference shares).
Copy of letter/notice intimating the preference shareholders about the redemption (for pre-mature redemption)
Consent letter from preference shareholders about the redemption (for pre-mature redemption)
Electronic debit/credit Charges
Electronic debit/credit through the NSDL system will attract charges @ 10 (INR) per debit/credit, subject to a minimum of 1,000 (INR) 

Note :

1. Seperate fee would be charged for 'Benpos' required on special dates.
2. All the charges mentioned above are exclusive of taxes

Allotment / Bonus / Sub-division of Mutual Fund Units

CDSL

Forms
Details of Allotment / Corporate Action Information.
Attachments
Certified copy of the Board Resolution approving the allotment.
Certified copy of the in-principle approval for listing from the Stock Exchanges where the securities will be listed.
Request letter from the RTA for submission of file for allotment.
Electronic debit/credit Charges
Electronic debit/credit through the CDSL system will attract charges @ 10 (INR) per debit/credit, subject to a minimum of 1,000 (INR) 

Note :

1. Seperate fee would be charged for 'Benpos' required on special dates.
2. All the charges mentioned above are exclusive of taxes

NSDL

Forms
Details of Allotment / Corporate Action Information.
Electronic debit/credit Charges
Electronic debit/credit through the NSDL system will attract charges @ 10 (INR) per debit/credit, subject to a minimum of 1,000 (INR) 

Note :

1. Seperate fee would be charged for 'Benpos' required on special dates.
2. All the charges mentioned above are exclusive of taxes

Extinguishment of Equity Shares Bought Back

CDSL

Forms
Corporate Action information in the attached format.
Attachments
Certified copy of the Board Resolution approving buy-back.
Certified copy of the Shareholders Resolution passed at AGM / EGM approving buy-back. (If Applicable)
Certified copy of the Public Announcement published in the newspaper for the buy-back of securities (If Applicable).
Certified copy of the Letter of Offer(If Applicable).
Corporate Action document processing fees [For Listed Issuers only]
Corporate Action processing fees @ Rs. 20,000/- (This is applicable for listed equity shares - Onetime payment).
Electronic debit/credit Charges
Electronic debit/credit through the CDSL system will attract charges @ Rs. 10/- per debit/credit, subject to a minimum of Rs. 1,000/-

Note :

1. Seperate fee would be charged for 'Benpos' required on special dates.
2. All the charges mentioned above are exclusive of taxes

NSDL

Forms
Corporate Action information in the attached format.
Attachments
Certified copy of the Board Resolution approving buy-back.
Certified copy of the Shareholders Resolution passed at AGM / EGM approving buy-back. (If Applicable)
Transaction statement from the Depository Participant for the buy-back account.
Capital of the company, pre and post extinguishment (this should include details of shares extinguished in the physical form as well).
Corporate Action document processing fees [For Listed Issuers only]
Rs. 20,000/- for listed/ to be listed Companies forprocessing documents in respect of issue/ alteration/ cancellation of shares. In case of issue of shares pursuant to employee share benefit schemes Rs. 5,000/- subject to maximum of Rs .20,000/- for financial year. Rs.250/- for processing document in respect of issue/cancellation/alteration/redemption for securities other than mentioned above (except mutual fund and Government securities).
Electronic debit/credit Charges
Electronic debit/credit through the NSDL system will attract charges @ 10 (INR) per debit/credit, subject to a minimum of 1,000 (INR)

Note :

1. Seperate fee would be charged for 'Benpos' required on special dates.
2. All the charges mentioned above are exclusive of taxes

Others (Option/Rejected Cases / Debit / Credit Corporate Action)

CDSL

Forms
Details of Allotment / Corporate Action Information.
Attachments
Request letter from the RTA for submission of file for the CA.
Electronic debit/credit Charges
Electronic debit/credit through the CDSL system will attract charges @ 10 (INR) per debit/credit, subject to a minimum of 1,000 (INR)

Note :

1. Seperate fee would be charged for 'Benpos' required on special dates.
2. All the charges mentioned above are exclusive of taxes

NSDL

Forms

Details of Allotment / Corporate Action Information.

Form for Option cases - demat to physical
Form for Option cases - physical to demat
Form for Rejected cases
Electronic debit/credit Charges
Electronic debit/credit through the NSDL system will attract charges @ 10 (INR) per debit/credit, subject to a minimum of 1,000 (INR)

Note :

1. Seperate fee would be charged for 'Benpos' required on special dates.
2. All the charges mentioned above are exclusive of taxes

Others (Debit / Credit Corporate Action / Rectification of Erroneous

CDSL

Forms
Undertaking by Issuer/RTA for corrections of erroneous CA / IPO.
Request letter from the RTA for submission of file for the CA.
Electronic debit/credit Charges
Electronic debit/credit through the CDSL system will attract charges @ 10 (INR) per debit/credit, subject to a minimum of 1,000 (INR)

Note :

1. Seperate fee would be charged for 'Benpos' required on special dates.
2. All the charges mentioned above are exclusive of taxes

NSDL

Forms
Corporate Action information.
Electronic debit/credit Charges
Electronic debit/credit through the NSDL system will attract charges @ 10 (INR) per debit/credit, subject to a minimum of 1,000 (INR)

Note :

1. Seperate fee would be charged for 'Benpos' required on special dates.
2. All the charges mentioned above are exclusive of taxes

Others (Allotment of Abeyance Shares)

CDSL

Forms
Details of Allotment / Corporate Action Information.
Attachments
Certified copy of the Board Resolution approving the allotment.
Certified copy of the in-principle approval for listing from BSE & NSE. (If not listed on BSE & NSE then from all the Stock Exchanges where the securities will be listed).
Request letter from the RTA for submission of file for allotment.
Electronic debit/credit Charges
Electronic debit/credit through the CDSL system will attract charges @ 10 (INR) per debit/credit, subject to a minimum of 1,000 (INR)

Note :

1. Seperate fee would be charged for 'Benpos' required on special dates.
2. All the charges mentioned above are exclusive of taxes

NSDL

Forms
Details of Allotment / Corporate Action Information.
Attachments
Certified copy of the Board Resolution approving the allotment.
 Certified copy of the Shareholders Resolution passed in AGM/EGM approving the allotment
Copies of the letters of “in-principle” listing approvals of the stock exchanges obtained after completion of all listing formalities except credit of shares directly in dematerialised form and / or despatch of physical certificates. In case the shares are issued in physical form, copies of letters of listing approval of the stock exchanges. In case the company is unlisted, Copy of Form No. 2 / PAS 3 (return of allotment) filed by the company with the Registrar of Companies alongwith copy of ROC counter receipt.
Electronic debit/credit Charges
Electronic debit/credit through the NSDL system will attract charges @ 10 (INR) per debit/credit, subject to a minimum of 1,000 (INR)

Note :

1. Seperate fee would be charged for 'Benpos' required on special dates.
2. All the charges mentioned above are exclusive of taxes

Forfeiture of Equity Shares

CDSL

Forms
Details of Corporate Action.
Attachments
Certified copyof the Board Resolution where the forfeiture was approved.
Certified copy of the list of the equity shares forfeited with distinctive numbers.
Certified copy of the Notice issued by the Stock Exchanges (BSE & NSE) to its Members, informing the forfeiture of equity shares by the company.
Request letter from the RTA for submission of file for CA.
Corporate Action document processing fees [For Listed Issuers only]
Corporate Action document processing fees @ 20,000 (INR)
Electronic debit/credit Charges
Electronic debit/credit through the CDSL system will attract charges @ 10 (INR) per debit/credit, subject to a minimum of 1,000 (INR)

Note :

1. Seperate fee would be charged for 'Benpos' required on special dates.
2. All the charges mentioned above are exclusive of taxes

NSDL

Forms
Details of Corporate Action.
Attachments
 Certified copy of the list of the equity shares forfeited with distinctive numbers.
copies of letters received from exchange(s) confirming that forfeiture of shares has been taken on record
Copy of latest Secretarial Audit Report submitted to the stock exchanges.
Corporate Action document processing fees [For Listed Issuers only]
Rs. 20,000/- for listed/ to be listed Companies forprocessing documents in respect of issue/ alteration/ cancellation of shares. In case of issue of shares pursuant to employee share benefit schemes Rs. 5,000/- subject to maximum of Rs .20,000/- for financial year. Rs.250/- for processing document in respect of issue/cancellation/alteration/redemption for securities other than mentioned above (except mutual fund and Government securities).
Electronic debit/credit Charges
Electronic debit/credit through the NSDL system will attract charges @ 10 (INR) per debit/credit, subject to a minimum of 1,000 (INR)

Note :

1. Seperate fee would be charged for 'Benpos' required on special dates.
2. All the charges mentioned above are exclusive of taxes

Allotment / Redemption of Certificate of Deposit

CDSL

Forms
Details of Allotment / Corporate Action Information.
Attachments
Request letter from the RTA for submission of file for allotment / redemption.
Processing Charges
Rs. 10,000/- for each allotment or Rs. 25,000/- for all issues for financial year.

Note :

1. Seperate fee would be charged for 'Benpos' required on special dates.
2. All the charges mentioned above are exclusive of taxes

Transfer of Shares to IEPF Account

CDSL

Forms
Details of Allotment / Corporate Action Information.
Attachments
Certified Copy of Board Resolution.
Letter from RTA for Submission of file for corporate action.
Corporate action fees structure is given below:


Type of Corporate Action Debit Credit Charges in (Rs.)
Transfer of Shares from CDSL BO A/C to CDSL IEPF A/C CDSL CDSL Rs. 10/- per Debit record subject to minimum Rs.1000/- per file plus GST as applicable
Transfer of Shares from NSDL BO A/C to CDSL IEPF A/C NSDL CDSL Rs. 1,000/- per file plus GST as applicable
Transfer of Shares from CDSL BO A/C to NSDL IEPF A/C CDSL NSDL Rs. 10/- per Debit record subject to minimum Rs.1000/- per file plus GST as applicable
Transfer of Shares from Physical Holders to CDSL IEPF A/C NA CDSL Rs. 1,000/- per file plus GST as applicable
Suspense Account Debit CDSL NA Rs. 1,000/- per file plus GST as applicable
Credit of shares to CDSL IEPF account in respect of shares debited from suspense account held with CDSL NA CDSL Rs. 1,000/- per file plus GST as applicable

NSDL

Forms
Details of Allotment / Corporate Action Information.
Attachments
Certified Copy of Board Resolution. 
Letter from RTA for Submission of file for corporate action. 
Confirmation of debit of shares from the other depository viz., CDSL where shares are to be credited to IEPF Authority account in NSDL

Transfer of Lock-in Shares

CDSL

Forms
Details of Allotment / Corporate Action Information.
Attachments
Letter from DP
Copy of DIS.
Electronic debit/credit Charges
Electronic debit/credit through the CDSL system will attract charges @ 10 (INR) per debit/credit, subject to a minimum of 1,000 (INR)

Note :

1. Seperate fee would be charged for 'Benpos' required on special dates.
2. All the charges mentioned above are exclusive of taxes

NSDL

Forms
Details of Allotment / Corporate Action Information.
Attachments
Letter from DP in attached format. 
Copy of DIS. 
Copy of latest Reconciliation of Share Capital Audit Report of the company (in case of listed Co. only)
Electronic debit/credit Charges
Electronic debit/credit through the NSDL system will attract charges @ 10 (INR) per debit/credit, subject to a minimum of 1,000 (INR)

Note :

1. Seperate fee would be charged for 'Benpos' required on special dates.
2. All the charges mentioned above are exclusive of taxes

Allotment of Mutual Fund Scheme (NFO Allotment)

CDSL

Forms
Details of Allotment / Corporate Action Information.
Attachments
Certified copy of the Board Resolution approving the allotment of Units.
Certified copy of the Offer Document filed with SEBI/Stock Exchange(s) and copy of Application Form.
Certified copy of the listing approval from BSE & NSE (if not listed on BSE & NSE then from all the Stock Exchanges where the securities will be listed).
Certified copy of BO Verification Summary from the RTA.
Request letter from the RTA for submission of file for allotment.
BO Verification charges
BO Verification charges @ 1 (INR) per record, subject to a minimum of 10,000 (INR) per issue
Corporate Action document processing fees [For Listed Issuers only]
Corporate Action document processing fees @ 20,000 (INR)
Electronic debit/credit Charges
Electronic debit/credit through the CDSL system will attract charges @ 10 (INR) per debit/credit, subject to a minimum of 1,000 (INR)

Note :

1. Seperate fee would be charged for 'Benpos' required on special dates.
2. All the charges mentioned above are exclusive of taxes

NSDL

Forms
Details of Allotment / Corporate Action Information.
Attachments
Certified true copy of the Trust Resolution approving the issue and allotment of units.
Certified true copy of the Trust Resolution approving the launch of scheme.
Permission letter from the stock exchange(s) to incorporate its name in the offer document.
Certified copy of the Offer Document filed with SEBI/Stock Exchange(s) and copy of Application Form.
Corporate Action document processing fees [For Listed Issuers only]
Rs. 20,000/- for listed/ to be listed Companies forprocessing documents in respect of issue/ alteration/ cancellation of shares. In case of issue of shares pursuant to employee share benefit schemes Rs. 5,000/- subject to maximum of Rs .20,000/- for financial year. Rs.250/- for processing document in respect of issue/cancellation/alteration/redemption for securities other than mentioned above (except mutual fund and Government securities).
Electronic debit/credit Charges
Rs. 10/- per record subject to a minimum fee of Rs. 500/- on quarterly BASIS

Note :

1. Seperate fee would be charged for 'Benpos' required on special dates.
2. All the charges mentioned above are exclusive of taxes

Additional / Preferential Allotment of Equity Shares (Unlisted Companies)

CDSL

Forms
Details of Allotment / Corporate Action Information.
Attachments
Certified copy of the Board Resolution approving the allotment.
Certified copy of the Shareholders Resolution passed in AGM/EGM approving the allotment
Certified copy of Form 2 (Returns of allotment) filed with the ROC along with Certified copy of the ROC receipt.
Request letter from the RTA for submission of file for allotment.
Electronic debit/credit Charges
Electronic debit/credit through the CDSL system will attract charges @ 10 (INR) per debit/credit, subject to a minimum of 1,000 (INR)

Note :

1. Seperate fee would be charged for 'Benpos' required on special dates.
2. All the charges mentioned above are exclusive of taxes

NSDL

Forms
Details of Allotment / Corporate Action Information.
Attachments
Certified copy of the Board Resolution approving the allotment.
 Certified copy of the Shareholders Resolution passed in AGM/EGM approving the allotment
Copy of Form No. 2 / PAS 3 (return of allotment) filed by the company with the Registrar of Companies alongwith copy of ROC counter receipt.
Electronic debit/credit Charges
Electronic debit/credit through the NSDL system will attract charges @ 10 (INR) per debit/credit, subject to a minimum of 1,000 (INR)

Note :

1. Seperate fee would be charged for 'Benpos' required on special dates.
2. All the charges mentioned above are exclusive of taxes

Re-issue of Forfeited Equity Shares

CDSL

Forms
Corporate Action information in the attached format.
Attachments
Certified copy of the Board Resolution where the allotment was approved.
Certified copy of the in-principle approvals from BSE & NSE (if not listed on BSE & NSE then from all the Stock Exchanges where the securities are listed).
Corporate Action document processing fees [For Listed Issuers only]
Corporate Action document processing fees @ 20,000 (INR)
Electronic debit/credit Charges
Electronic debit/credit through the CDSL system will attract charges @ 10 (INR) per debit/credit, subject to a minimum of 1,000 (INR), with GST as applicable.

Note :

1. Seperate fee would be charged for 'Benpos' required on special dates.
2. All the charges mentioned above are exclusive of taxes

NSDL

Forms
Corporate Action information in the attached format.
Attachments
Certified copy of the Board Resolution where the allotment was approved.
Copies of letters/notice of the stock exchanges confirming/notifying that re-issue of forfeited shares has been taken on record.
Copy of latest Secretarial Audit Report submitted to the stock exchanges.
As per SEBI circular No. SMDRP/NSDL/3254/00 dated February 18, 2000 shares issued by companies should be pari-passu in all respects and the same ISIN number should be allotted. Please confirm that the new share are pari passu in all respects with the existing shares.
Soft copy of distinctive numbers in “*.xls” format in floppy
Corporate Action document processing fees [For Listed Issuers only]
Rs. 20,000/- for listed/ to be listed Companies forprocessing documents in respect of issue/ alteration/ cancellation of shares. In case of issue of shares pursuant to employee share benefit schemes Rs. 5,000/- subject to maximum of Rs .20,000/- for financial year. Rs.250/- for processing document in respect of issue/cancellation/alteration/redemption for securities other than mentioned above (except mutual fund and Government securities).
Electronic debit/credit Charges
Electronic debit/credit through the NSDL system will attract charges @ 10 (INR) per debit/credit, subject to a minimum of 1,000 (INR)

Note :

1. Seperate fee would be charged for 'Benpos' required on special dates.
2. All the charges mentioned above are exclusive of taxes

Allotment / Redemption of PTC

CDSL

Forms
Details of Allotment / Corporate Action Information.
Attachments
Request letter from the RTA for submission of file for allotment / redemption.
Corporate Action document processing fees [For Listed Issuers only]
Rs. 20,000/- for listed/ to be listed Companies forprocessing documents in respect of issue/ alteration/ cancellation of shares. In case of issue of shares pursuant to employee share benefit schemes Rs. 5,000/- subject to maximum of Rs .20,000/- for financial year. Rs.250/- for processing document in respect of issue/cancellation/alteration/redemption for securities other than mentioned above (except mutual fund and Government securities).
Electronic debit/credit Charges
Electronic debit/credit through the CDSL system will attract charges @ 10 (INR) per debit/credit, subject to a minimum of 1,000 (INR)

Note :

1. Seperate fee would be charged for 'Benpos' required on special dates.
2. All the charges mentioned above are exclusive of taxes

NSDL

Forms
Details of Allotment / Corporate Action Information.
Attachments
Copy of the Board Resolution for allotment of the above securities.
Electronic debit/credit Charges
Electronic debit/credit through the NSDL system will attract charges @ 10 (INR) per debit/credit, subject to a minimum of 1,000 (INR), with GST as applicable.

Note :

1. Seperate fee would be charged for 'Benpos' required on special dates.
2. All the charges mentioned above are exclusive of taxes

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