Latest Official Circulars As Per Date Announced
SAG RTA has compiled complete official circulars from the SEBI (security exchange board of India) NSDL (National Securities Depository Ltd) and CDSL (Central Depositories Services Ltd) issued for all the investors and the stakeholders. The circulars are in order as per the announcement and are of very much help to the professionals associated with the industry. Check out the latest SEBI, CDSL and NSDL officials circulars on this page with the regular updates for the RTA (Registrar and Transfer Agent) professionals, stakeholders, shareholders and investors.
| Sr No. | Circuler Name | Circuler By | Circuler Date | Downalod link |
|---|---|---|---|---|
| 1 | Common and simplified norms for processing investor’s service requests by RTAs and norms for furnishing PAN, KYC details and Nomination | SEBI | March 16, 2023 | Click To Download |
| 2 | Generating awareness on availability of Dispute Resolution Mechanism at Stock Exchanges against Listed Companies / Registrar to an Issue and Share Transfer Agents (RTAs) | SEBI | January 27, 2023 | Click To Download |
| 3 | Amendments to Business Rules of NSDL w.r.t Transmission of Securities. | NSDL | January 25, 2023 | Click To Download |
| 4 | Generating awareness on availability of Dispute Resolution Mechanism at Stock Exchanges against Listed Companies Registrar to an Issue and Share Transfer Agents (RTAs) | SEBI | January 27, 2023 | Click To Download |
| 5 | Master Circular on the redressal of investor grievances through the SEBI Complaints Redress System (SCORES) platform (NSDL/CIR/II/33/2022) | NSDL | November 07, 2022 | Click To Download |
| 6 | Amendments to Bye Laws and Business Rules of NSDL - Operational Guidelines for Demat of securities received for processing investor service requests. (NSDL/CIR/II/33/2022) | NSDL | October 07, 2022 | Click To Download |
| 7 | Simplification of procedure and standardization of formats of documents for transmission of securities (SEBI/HO/MIRSD/MIRSD_RTAMB/P/CIR/2022/65) | SEBI | May 18, 2022 | Click To Download |
| 8 | Amendment to Business Rules of NSDL – Penalty Structure (NSDL/CIR/II/18/2022) | NSDL | May 16, 2022 | Click To Download |
| 9 | Revision of special processing charges for online Corporate Actions. (NSDL/CIR/II/16/2022) | NSDL | May 02, 2022 | Click To Download |
| 10 | Revision of UPI limits in Public Issue of Equity Shares and convertibles (NSDL/CIR/II/15/2022) | NSDL | April 20, 2022 | Click To Download |
