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RTA Circular

Latest Official Circulars As Per Date Announced

SAG RTA has compiled complete official circulars from the SEBI (security exchange board of India) NSDL (National Securities Depository Ltd) and CDSL (Central Depositories Services Ltd) issued for all the investors and the stakeholders. The circulars are in order as per the announcement and are of very much help to the professionals associated with the industry. Check out the latest SEBI, CDSL and NSDL officials circulars on this page with the regular updates for the RTA (Registrar and Transfer Agent) professionals, stakeholders, shareholders and investors.

List of Circulars with Issuer, Date, and Download Links
Sr No. Circular Name Circular By Circular Date Download
21 All registered Registrars to an Issue and Share Transfer Agents (RTAs) All Listed Companies through Recognized Stock Exchanges Recognized Stock Exchanges SEBI May 25, 2023 Download PDF
22 Common and simplified norms for processing investor’s service requests by RTAs and norms for furnishing PAN, KYC details and Nomination SEBI March 16, 2023 Download PDF
23 Amendments to Business Rules of NSDL w.r.t Nomination NSDL February 17, 2023 Download PDF
24 Generating awareness on availability of Dispute Resolution Mechanism at Stock Exchanges against Listed Companies Registrar to an Issue and Share Transfer Agents (RTAs) SEBI January 27, 2023 Download PDF
25 Amendments to Business Rules of NSDL w.r.t Transmission of Securities. NSDL January 25, 2023 Download PDF
26 Review of timelines for listing of securities issued on a private placement basis (NSDL/CIR/II/44/2022) NSDL December 15, 2022 Download PDF
27 Master Circular on the redressal of investor grievances through the SEBI Complaints Redress System (SCORES) platform (NSDL/CIR/II/33/2022) NSDL November 07, 2022 Download PDF
28 Amendments to Bye Laws and Business Rules of NSDL - Operational Guidelines for Demat of securities received for processing investor service requests. (NSDL/CIR/II/33/2022) NSDL October 07, 2022 Download PDF
29 Simplification of procedure and standardization of formats of documents for transmission of securities ( SEBI/HO/MIRSD/ MIRSD_RTAMB /P/CIR/2022/65) SEBI May 18, 2022 Download PDF
30 Amendment to Business Rules of NSDL – Penalty Structure (NSDL/CIR/II/18/2022) NSDL May 16, 2022 Download PDF
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