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RTA Circular

Latest Official Circulars As Per Date Announced

SAG RTA has compiled complete official circulars from the SEBI (security exchange board of India) NSDL (National Securities Depository Ltd) and CDSL (Central Depositories Services Ltd) issued for all the investors and the stakeholders. The circulars are in order as per the announcement and are of very much help to the professionals associated with the industry. Check out the latest SEBI, CDSL and NSDL officials circulars on this page with the regular updates for the RTA (Registrar and Transfer Agent) professionals, stakeholders, shareholders and investors.

List of Circulars with Issuer, Date, and Download Links
Sr No. Circular Name Circular By Circular Date Download
11 Amendments to Business Rules of NSDL w.r.t Allowing Security Certificates in the old name of the Issuer for Dematerialization NSDL September 27, 2024 Download PDF
12 SEBI – Extension of Timelines (i) for Nomination in Eligible Demat Accounts and(ii) for Submission of PAN, Nomination and KYC Details by Physical Securityholders; and Voluntary Nomination for Trading Accounts CDSL September 26, 2023 Download PDF
13 SEBI – Redressal of Investor Grievances through the SEBI Complaint Redressal(SCORES) Platform SEBI September 21, 2023 Download PDF
14 35 Circular for Amendment to NSDL Business Rules w.r.t Annual Custody Fee (ACF) NSDL September 08, 2023 Download PDF
15 Investor Grievance Redressal Mechanism – Revised redressal timeline of 21 calendar days NSDL August 29, 2023 Download PDF
16 SOP for operationalization of lock-in/ suspension/ freezing of ISIN NSDL August 08, 2023 Download PDF
17 Amendments to NSDL Business Rules w.r.t Joining fees by Issuers NSDL August 08, 2023 Download PDF
18 Online Resolution of Disputes in the Indian Securities Market SEBI July 31, 2023 Download PDF
19 Deletion of name of the financial institution in case of physical security certificate earlier pledged by the investor with such financial institution SEBI June 13, 2023 Download PDF
20 Online processing of investor service requests and complaints by RTAs SEBI June 08, 2023 Download PDF
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