{"id":2449,"date":"2022-05-25T07:10:24","date_gmt":"2022-05-25T07:10:24","guid":{"rendered":"https:\/\/rta.saginfotech.com\/blog\/?p=2449"},"modified":"2024-12-02T05:00:41","modified_gmt":"2024-12-02T05:00:41","slug":"documents-required-for-transmission-securities","status":"publish","type":"post","link":"https:\/\/rta.saginfotech.com\/blog\/documents-required-for-transmission-securities\/","title":{"rendered":"What are Documents Required for Transmission of Securities"},"content":{"rendered":"\n<p><strong>TRANSMISSION OF SECURITIES:-<\/strong> &#8216;Transmission of Securities&#8217; refers to the process of transferring the ownership of certain securities from the current owner to another person (legal heirs, nominee, joint holder, etc.) in case of death or lunacy of the current owner, or through inheritance or insolvency.<\/p>\n\n\n\n<h2 class=\"wp-block-heading\">Announcement:-<\/h2>\n\n\n\n<p>As per the SEBI Circular dated May 18, 2022, reviewing the <a href=\"https:\/\/rta.saginfotech.com\/\" target=\"_blank\" rel=\"noreferrer noopener\">process that the Registrars to an Issue and Share Transfer Agents<\/a> (&#8220;RTAs&#8221;) and Depositories\/Issuing companies follow for transmission of securities, a simpler process has been proposed by SEBI (Securities and Exchange Board of India) so that people can easily deal in the securities markets, as well as make the securities&#8217; transmission process more efficient, faster and easier to use.<\/p>\n\n\n\n<p>According to the SEBI (Securities and Exchange Board of India) (with a list of Obligations and Disclosure Requirements) (Fourth Amendment) Regulations, 2022 (&#8220;LODR Amendment Regulations\u201d), the process of transferring securities has been simplified. <strong>SEBI\/LAD-NRO\/GN\/2022\/80<\/strong> dated <strong>April 25th, 2022<\/strong>) is given here.<\/p>\n\n\n\n<h2 class=\"wp-block-heading\">Annexure A &#8211; DOCUMENTS FOR TRANSMISSION OF SECURITIES<\/h2>\n\n\n\n<figure class=\"wp-block-image size-full\"><a href=\"https:\/\/rta.saginfotech.com\/blog\/wp-content\/uploads\/2022\/05\/1.jpg\"><img decoding=\"async\" loading=\"lazy\" width=\"800\" height=\"472\" src=\"https:\/\/rta.saginfotech.com\/blog\/wp-content\/uploads\/2022\/05\/1.jpg\" alt=\"Documents Required-1\" class=\"wp-image-2450\" srcset=\"https:\/\/rta.saginfotech.com\/blog\/wp-content\/uploads\/2022\/05\/1.jpg 800w, https:\/\/rta.saginfotech.com\/blog\/wp-content\/uploads\/2022\/05\/1-300x177.jpg 300w, https:\/\/rta.saginfotech.com\/blog\/wp-content\/uploads\/2022\/05\/1-768x453.jpg 768w\" sizes=\"(max-width: 800px) 100vw, 800px\" \/><\/a><\/figure>\n\n\n\n<figure class=\"wp-block-image size-full is-resized\"><a href=\"https:\/\/rta.saginfotech.com\/blog\/wp-content\/uploads\/2022\/05\/3.jpg\"><img decoding=\"async\" loading=\"lazy\" width=\"800\" height=\"330\" src=\"https:\/\/rta.saginfotech.com\/blog\/wp-content\/uploads\/2022\/05\/3.jpg\" alt=\"Documents Required-3\" class=\"wp-image-2460\" style=\"width:800px;height:330px\" srcset=\"https:\/\/rta.saginfotech.com\/blog\/wp-content\/uploads\/2022\/05\/3.jpg 800w, https:\/\/rta.saginfotech.com\/blog\/wp-content\/uploads\/2022\/05\/3-300x124.jpg 300w, https:\/\/rta.saginfotech.com\/blog\/wp-content\/uploads\/2022\/05\/3-768x317.jpg 768w\" sizes=\"(max-width: 800px) 100vw, 800px\" \/><\/a><\/figure>\n\n\n\n<figure class=\"wp-block-image size-full is-resized\"><a href=\"https:\/\/rta.saginfotech.com\/blog\/wp-content\/uploads\/2022\/05\/3-1.jpg\"><img decoding=\"async\" loading=\"lazy\" width=\"800\" height=\"634\" src=\"https:\/\/rta.saginfotech.com\/blog\/wp-content\/uploads\/2022\/05\/3-1.jpg\" alt=\"Documents Required-3\" class=\"wp-image-2462\" style=\"width:800px;height:634px\" srcset=\"https:\/\/rta.saginfotech.com\/blog\/wp-content\/uploads\/2022\/05\/3-1.jpg 800w, https:\/\/rta.saginfotech.com\/blog\/wp-content\/uploads\/2022\/05\/3-1-300x238.jpg 300w, https:\/\/rta.saginfotech.com\/blog\/wp-content\/uploads\/2022\/05\/3-1-768x609.jpg 768w\" sizes=\"(max-width: 800px) 100vw, 800px\" \/><\/a><\/figure>\n\n\n\n<figure class=\"wp-block-image size-full\"><a href=\"https:\/\/rta.saginfotech.com\/blog\/wp-content\/uploads\/2022\/05\/5.jpg\"><img decoding=\"async\" loading=\"lazy\" width=\"800\" height=\"471\" src=\"https:\/\/rta.saginfotech.com\/blog\/wp-content\/uploads\/2022\/05\/5.jpg\" alt=\"Documents Required-5\" class=\"wp-image-2465\" srcset=\"https:\/\/rta.saginfotech.com\/blog\/wp-content\/uploads\/2022\/05\/5.jpg 800w, https:\/\/rta.saginfotech.com\/blog\/wp-content\/uploads\/2022\/05\/5-300x177.jpg 300w, https:\/\/rta.saginfotech.com\/blog\/wp-content\/uploads\/2022\/05\/5-768x452.jpg 768w\" sizes=\"(max-width: 800px) 100vw, 800px\" \/><\/a><\/figure>\n","protected":false},"excerpt":{"rendered":"<p>TRANSMISSION OF SECURITIES:- &#8216;Transmission of Securities&#8217; refers to the process of transferring the ownership of certain securities from the current owner to another person (legal heirs, nominee, joint holder, etc.) in case of death or lunacy of the current owner, or through inheritance or insolvency. Announcement:- As per the SEBI Circular dated May 18, 2022, [&hellip;]<\/p>\n","protected":false},"author":1,"featured_media":2452,"comment_status":"open","ping_status":"open","sticky":false,"template":"","format":"standard","meta":{"footnotes":""},"categories":[9],"tags":[],"yoast_head":"<!-- This site is optimized with the Yoast SEO plugin v21.4 - https:\/\/yoast.com\/wordpress\/plugins\/seo\/ -->\n<title>What are Documents Required for Transmission of Securities<\/title>\n<meta name=\"description\" content=\"If you want to know information about Documents Required for Transmission of Securities. For more details visit here official blog.\" \/>\n<meta name=\"robots\" content=\"index, follow, max-snippet:-1, max-image-preview:large, max-video-preview:-1\" \/>\n<link rel=\"canonical\" href=\"https:\/\/rta.saginfotech.com\/blog\/documents-required-for-transmission-securities\/\" \/>\n<meta property=\"og:locale\" content=\"en_US\" \/>\n<meta property=\"og:type\" content=\"article\" \/>\n<meta property=\"og:title\" content=\"What are Documents Required for Transmission of Securities\" \/>\n<meta property=\"og:description\" content=\"If you want to know information about Documents Required for Transmission of Securities. For more details visit here official blog.\" \/>\n<meta property=\"og:url\" content=\"https:\/\/rta.saginfotech.com\/blog\/documents-required-for-transmission-securities\/\" \/>\n<meta property=\"og:site_name\" content=\"SAG RTA Official Blog\" \/>\n<meta property=\"article:published_time\" content=\"2022-05-25T07:10:24+00:00\" \/>\n<meta property=\"article:modified_time\" content=\"2024-12-02T05:00:41+00:00\" \/>\n<meta property=\"og:image\" content=\"https:\/\/rta.saginfotech.com\/blog\/wp-content\/uploads\/2022\/05\/Documents-Required-for-Transmission-of-Securities.jpg\" \/>\n\t<meta property=\"og:image:width\" content=\"1200\" \/>\n\t<meta property=\"og:image:height\" content=\"630\" \/>\n\t<meta property=\"og:image:type\" content=\"image\/jpeg\" \/>\n<meta name=\"author\" content=\"admin\" \/>\n<meta name=\"twitter:card\" content=\"summary_large_image\" \/>\n<meta name=\"twitter:label1\" content=\"Written by\" \/>\n\t<meta name=\"twitter:data1\" content=\"admin\" \/>\n\t<meta name=\"twitter:label2\" content=\"Est. reading time\" \/>\n\t<meta name=\"twitter:data2\" content=\"2 minutes\" \/>\n<script type=\"application\/ld+json\" class=\"yoast-schema-graph\">{\"@context\":\"https:\/\/schema.org\",\"@graph\":[{\"@type\":\"WebPage\",\"@id\":\"https:\/\/rta.saginfotech.com\/blog\/documents-required-for-transmission-securities\/\",\"url\":\"https:\/\/rta.saginfotech.com\/blog\/documents-required-for-transmission-securities\/\",\"name\":\"What are Documents Required for Transmission of Securities\",\"isPartOf\":{\"@id\":\"https:\/\/rta.saginfotech.com\/blog\/#website\"},\"datePublished\":\"2022-05-25T07:10:24+00:00\",\"dateModified\":\"2024-12-02T05:00:41+00:00\",\"author\":{\"@id\":\"https:\/\/rta.saginfotech.com\/blog\/#\/schema\/person\/0ac740b488e0d7ce1c1324eaade753d4\"},\"description\":\"If you want to know information about Documents Required for Transmission of Securities. For more details visit here official blog.\",\"breadcrumb\":{\"@id\":\"https:\/\/rta.saginfotech.com\/blog\/documents-required-for-transmission-securities\/#breadcrumb\"},\"inLanguage\":\"en-US\",\"potentialAction\":[{\"@type\":\"ReadAction\",\"target\":[\"https:\/\/rta.saginfotech.com\/blog\/documents-required-for-transmission-securities\/\"]}]},{\"@type\":\"BreadcrumbList\",\"@id\":\"https:\/\/rta.saginfotech.com\/blog\/documents-required-for-transmission-securities\/#breadcrumb\",\"itemListElement\":[{\"@type\":\"ListItem\",\"position\":1,\"name\":\"Home\",\"item\":\"https:\/\/rta.saginfotech.com\/blog\/\"},{\"@type\":\"ListItem\",\"position\":2,\"name\":\"What are Documents Required for Transmission of Securities\"}]},{\"@type\":\"WebSite\",\"@id\":\"https:\/\/rta.saginfotech.com\/blog\/#website\",\"url\":\"https:\/\/rta.saginfotech.com\/blog\/\",\"name\":\"SAG RTA Official Blog\",\"description\":\"\",\"potentialAction\":[{\"@type\":\"SearchAction\",\"target\":{\"@type\":\"EntryPoint\",\"urlTemplate\":\"https:\/\/rta.saginfotech.com\/blog\/?s={search_term_string}\"},\"query-input\":\"required name=search_term_string\"}],\"inLanguage\":\"en-US\"},{\"@type\":\"Person\",\"@id\":\"https:\/\/rta.saginfotech.com\/blog\/#\/schema\/person\/0ac740b488e0d7ce1c1324eaade753d4\",\"name\":\"admin\",\"image\":{\"@type\":\"ImageObject\",\"inLanguage\":\"en-US\",\"@id\":\"https:\/\/rta.saginfotech.com\/blog\/#\/schema\/person\/image\/\",\"url\":\"https:\/\/secure.gravatar.com\/avatar\/f070fa2b3c2de00869036e55a69871b1?s=96&d=mm&r=g\",\"contentUrl\":\"https:\/\/secure.gravatar.com\/avatar\/f070fa2b3c2de00869036e55a69871b1?s=96&d=mm&r=g\",\"caption\":\"admin\"}}]}<\/script>\n<!-- \/ Yoast SEO plugin. -->","yoast_head_json":{"title":"What are Documents Required for Transmission of Securities","description":"If you want to know information about Documents Required for Transmission of Securities. For more details visit here official blog.","robots":{"index":"index","follow":"follow","max-snippet":"max-snippet:-1","max-image-preview":"max-image-preview:large","max-video-preview":"max-video-preview:-1"},"canonical":"https:\/\/rta.saginfotech.com\/blog\/documents-required-for-transmission-securities\/","og_locale":"en_US","og_type":"article","og_title":"What are Documents Required for Transmission of Securities","og_description":"If you want to know information about Documents Required for Transmission of Securities. For more details visit here official blog.","og_url":"https:\/\/rta.saginfotech.com\/blog\/documents-required-for-transmission-securities\/","og_site_name":"SAG RTA Official Blog","article_published_time":"2022-05-25T07:10:24+00:00","article_modified_time":"2024-12-02T05:00:41+00:00","og_image":[{"width":1200,"height":630,"url":"https:\/\/rta.saginfotech.com\/blog\/wp-content\/uploads\/2022\/05\/Documents-Required-for-Transmission-of-Securities.jpg","type":"image\/jpeg"}],"author":"admin","twitter_card":"summary_large_image","twitter_misc":{"Written by":"admin","Est. reading time":"2 minutes"},"schema":{"@context":"https:\/\/schema.org","@graph":[{"@type":"WebPage","@id":"https:\/\/rta.saginfotech.com\/blog\/documents-required-for-transmission-securities\/","url":"https:\/\/rta.saginfotech.com\/blog\/documents-required-for-transmission-securities\/","name":"What are Documents Required for Transmission of Securities","isPartOf":{"@id":"https:\/\/rta.saginfotech.com\/blog\/#website"},"datePublished":"2022-05-25T07:10:24+00:00","dateModified":"2024-12-02T05:00:41+00:00","author":{"@id":"https:\/\/rta.saginfotech.com\/blog\/#\/schema\/person\/0ac740b488e0d7ce1c1324eaade753d4"},"description":"If you want to know information about Documents Required for Transmission of Securities. For more details visit here official blog.","breadcrumb":{"@id":"https:\/\/rta.saginfotech.com\/blog\/documents-required-for-transmission-securities\/#breadcrumb"},"inLanguage":"en-US","potentialAction":[{"@type":"ReadAction","target":["https:\/\/rta.saginfotech.com\/blog\/documents-required-for-transmission-securities\/"]}]},{"@type":"BreadcrumbList","@id":"https:\/\/rta.saginfotech.com\/blog\/documents-required-for-transmission-securities\/#breadcrumb","itemListElement":[{"@type":"ListItem","position":1,"name":"Home","item":"https:\/\/rta.saginfotech.com\/blog\/"},{"@type":"ListItem","position":2,"name":"What are Documents Required for Transmission of Securities"}]},{"@type":"WebSite","@id":"https:\/\/rta.saginfotech.com\/blog\/#website","url":"https:\/\/rta.saginfotech.com\/blog\/","name":"SAG RTA Official Blog","description":"","potentialAction":[{"@type":"SearchAction","target":{"@type":"EntryPoint","urlTemplate":"https:\/\/rta.saginfotech.com\/blog\/?s={search_term_string}"},"query-input":"required name=search_term_string"}],"inLanguage":"en-US"},{"@type":"Person","@id":"https:\/\/rta.saginfotech.com\/blog\/#\/schema\/person\/0ac740b488e0d7ce1c1324eaade753d4","name":"admin","image":{"@type":"ImageObject","inLanguage":"en-US","@id":"https:\/\/rta.saginfotech.com\/blog\/#\/schema\/person\/image\/","url":"https:\/\/secure.gravatar.com\/avatar\/f070fa2b3c2de00869036e55a69871b1?s=96&d=mm&r=g","contentUrl":"https:\/\/secure.gravatar.com\/avatar\/f070fa2b3c2de00869036e55a69871b1?s=96&d=mm&r=g","caption":"admin"}}]}},"_links":{"self":[{"href":"https:\/\/rta.saginfotech.com\/blog\/wp-json\/wp\/v2\/posts\/2449"}],"collection":[{"href":"https:\/\/rta.saginfotech.com\/blog\/wp-json\/wp\/v2\/posts"}],"about":[{"href":"https:\/\/rta.saginfotech.com\/blog\/wp-json\/wp\/v2\/types\/post"}],"author":[{"embeddable":true,"href":"https:\/\/rta.saginfotech.com\/blog\/wp-json\/wp\/v2\/users\/1"}],"replies":[{"embeddable":true,"href":"https:\/\/rta.saginfotech.com\/blog\/wp-json\/wp\/v2\/comments?post=2449"}],"version-history":[{"count":12,"href":"https:\/\/rta.saginfotech.com\/blog\/wp-json\/wp\/v2\/posts\/2449\/revisions"}],"predecessor-version":[{"id":26353,"href":"https:\/\/rta.saginfotech.com\/blog\/wp-json\/wp\/v2\/posts\/2449\/revisions\/26353"}],"wp:featuredmedia":[{"embeddable":true,"href":"https:\/\/rta.saginfotech.com\/blog\/wp-json\/wp\/v2\/media\/2452"}],"wp:attachment":[{"href":"https:\/\/rta.saginfotech.com\/blog\/wp-json\/wp\/v2\/media?parent=2449"}],"wp:term":[{"taxonomy":"category","embeddable":true,"href":"https:\/\/rta.saginfotech.com\/blog\/wp-json\/wp\/v2\/categories?post=2449"},{"taxonomy":"post_tag","embeddable":true,"href":"https:\/\/rta.saginfotech.com\/blog\/wp-json\/wp\/v2\/tags?post=2449"}],"curies":[{"name":"wp","href":"https:\/\/api.w.org\/{rel}","templated":true}]}}