{"id":1348,"date":"2020-08-28T06:57:26","date_gmt":"2020-08-28T06:57:26","guid":{"rendered":"https:\/\/rta.saginfotech.com\/blog\/?p=1348"},"modified":"2026-05-06T05:12:41","modified_gmt":"2026-05-06T05:12:41","slug":"penal-provisions-for-unlisted-public-companies","status":"publish","type":"post","link":"https:\/\/rta.saginfotech.com\/blog\/penal-provisions-for-unlisted-public-companies\/","title":{"rendered":"Penal Provisions for Not Obtaining ISIN by Unlisted Public Companies"},"content":{"rendered":"\n<p class=\"wp-block-paragraph\">Recently, the MCA (<strong>Ministry of Corporate Affairs<\/strong>) has notified the latest form, i.e. Form PAS-6 (Reconciliation of Share Capital Audit Report on a half-yearly basis), which can be utilised in the reconciliation of the share capital audit report on a half-year basis for the publicly listed companies.<\/p>\n\n\n\n<figure class=\"wp-block-pullquote is-style-default\"><blockquote><p>The last date for filing of e-Form PAS-6 (For Half-Year ending on 31st March 2026) Due Date 30th May 2026 For Unlisted Public Companies.<\/p><\/blockquote><\/figure>\n\n\n\n<p class=\"wp-block-paragraph\">The applicability of Section 450 of the Companies Act, 2013 (punishment where no specific penalty or punishment is provided) prevails in consideration of Rule 9A for non-compliance, which entails no penalty.<\/p>\n\n\n\n<blockquote class=\"wp-block-quote is-style-default\"><p><strong><em>Read Also:  <\/em><\/strong><a rel=\"noreferrer noopener\" aria-label=\"Know All About MCA Form PAS-6 For Unlisted Public Companies (opens in a new tab)\" href=\"https:\/\/rta.saginfotech.com\/blog\/mca-form-pas-6-for-unlisted-public-companies\/\" target=\"_blank\"><strong><em>Know All About MCA Form PAS-6 For Unlisted Public Companies<\/em><\/strong><\/a><\/p><\/blockquote>\n\n\n\n<p class=\"wp-block-paragraph\">As per Section 450, the company and every officer of the company who is in default or such other person shall be punishable with a fine which may extend to ten thousand rupees, and where the contravention is continuing, with a further fine which may extend to one thousand rupees for every day after the first during which the contravention continues.<\/p>\n\n\n\n<p class=\"wp-block-paragraph\">It is suggested to take the ISIN for your Company in order to ward off any penalty for delay in <a href=\"https:\/\/rta.saginfotech.com\/blog\/mca-form-pas-6-for-unlisted-public-companies\/\" target=\"_blank\" rel=\"noreferrer noopener\">filing Form PAS-6<\/a>.<\/p>\n\n\n\n<h2 class=\"wp-block-heading\"><strong>SAG <strong>RTA<\/strong><\/strong> (<strong>Registrar and Transfer Agent<\/strong>)<\/h2>\n\n\n\n<p class=\"wp-block-paragraph\"><strong>Address:- <\/strong>B-9, 3rd Floor, Behind WTP South Block, Mahalaxmi Nagar, Malviya Nagar, JAIPUR, RAJASTHAN, 302017<br><strong>Email id:- <\/strong>info@sagrta.com, rtasales@sagipl.com<br><strong>Phone Number:-<\/strong> 0141-3501108, 4072000<br><strong>Official Website:- <\/strong><a href=\"https:\/\/rta.saginfotech.com\/\" target=\"_blank\" rel=\"noreferrer noopener\">SAG Registrar and Share Transfer Agent<\/a><\/p>\n\n\n\n<p class=\"wp-block-paragraph\"><div class=\"sagrta-box\">\n<h2>Dedicated SAG RTA Team to Handle Client Transactions and Queries <\/h2>\n<p>Appoint SAG RTA as Your RTA Service Provider Now<\/p>\n<a href=\"#\" data-toggle=\"modal\" data-target=\"#exampleModal\" rel=\"noopener noreferrer\" class=\"download-free-btn\">Appoint RTA Agent Now<\/a>\n<\/div><\/p>\n","protected":false},"excerpt":{"rendered":"<p>Recently, the MCA (Ministry of Corporate Affairs) has notified the latest form, i.e. Form PAS-6 (Reconciliation of Share Capital Audit Report on a half-yearly basis), which can be utilised in the reconciliation of the share capital audit report on a half-year basis for the publicly listed companies. The last date for filing of e-Form PAS-6 [&hellip;]<\/p>\n","protected":false},"author":1,"featured_media":1363,"comment_status":"open","ping_status":"open","sticky":false,"template":"","format":"standard","meta":{"footnotes":""},"categories":[3],"tags":[],"class_list":["post-1348","post","type-post","status-publish","format-standard","has-post-thumbnail","hentry","category-rta-services"],"yoast_head":"<!-- This site is optimized with the Yoast SEO plugin v28.7 - https:\/\/yoast.com\/product\/yoast-seo-wordpress\/ -->\n<title>Penal Provisions for Not Obtaining ISIN by Unlisted Public Companies | SAG RTA<\/title>\n<meta name=\"description\" content=\"Check out the eligibility and other compliance requirements of the form PAS 6 for unlisted public companies. Also, note down the best RTA agent for filing form PAS 6\" \/>\n<meta name=\"robots\" content=\"index, follow, max-snippet:-1, max-image-preview:large, max-video-preview:-1\" \/>\n<link rel=\"canonical\" href=\"https:\/\/rta.saginfotech.com\/blog\/penal-provisions-for-unlisted-public-companies\/\" \/>\n<meta property=\"og:locale\" content=\"en_US\" \/>\n<meta property=\"og:type\" content=\"article\" \/>\n<meta property=\"og:title\" content=\"Penal Provisions for Not Obtaining ISIN by Unlisted Public Companies | SAG RTA\" \/>\n<meta property=\"og:description\" content=\"Check out the eligibility and other compliance requirements of the form PAS 6 for unlisted public companies. Also, note down the best RTA agent for filing form PAS 6\" \/>\n<meta property=\"og:url\" content=\"https:\/\/rta.saginfotech.com\/blog\/penal-provisions-for-unlisted-public-companies\/\" \/>\n<meta property=\"og:site_name\" content=\"SAG RTA Official Blog\" \/>\n<meta property=\"article:published_time\" content=\"2020-08-28T06:57:26+00:00\" \/>\n<meta property=\"article:modified_time\" content=\"2026-05-06T05:12:41+00:00\" \/>\n<meta property=\"og:image\" content=\"https:\/\/rta.saginfotech.com\/blog\/wp-content\/uploads\/2020\/08\/PENAL-PROVISIONS-FOR-UNLISTED-PUBLIC-COMPANIES-1.jpg-1.jpg\" \/>\n\t<meta property=\"og:image:width\" content=\"1200\" \/>\n\t<meta property=\"og:image:height\" content=\"630\" \/>\n\t<meta property=\"og:image:type\" content=\"image\/jpeg\" \/>\n<meta name=\"author\" content=\"admin\" \/>\n<meta name=\"twitter:card\" content=\"summary_large_image\" \/>\n<meta name=\"twitter:label1\" content=\"Written by\" \/>\n\t<meta name=\"twitter:data1\" content=\"admin\" \/>\n\t<meta name=\"twitter:label2\" content=\"Est. reading time\" \/>\n\t<meta name=\"twitter:data2\" content=\"1 minute\" \/>\n<script type=\"application\/ld+json\" class=\"yoast-schema-graph\">{\"@context\":\"https:\\\/\\\/schema.org\",\"@graph\":[{\"@type\":\"Article\",\"@id\":\"https:\\\/\\\/rta.saginfotech.com\\\/blog\\\/penal-provisions-for-unlisted-public-companies\\\/#article\",\"isPartOf\":{\"@id\":\"https:\\\/\\\/rta.saginfotech.com\\\/blog\\\/penal-provisions-for-unlisted-public-companies\\\/\"},\"author\":{\"name\":\"admin\",\"@id\":\"https:\\\/\\\/rta.saginfotech.com\\\/blog\\\/#\\\/schema\\\/person\\\/0ac740b488e0d7ce1c1324eaade753d4\"},\"headline\":\"Penal Provisions for Not Obtaining ISIN by Unlisted Public Companies\",\"datePublished\":\"2020-08-28T06:57:26+00:00\",\"dateModified\":\"2026-05-06T05:12:41+00:00\",\"mainEntityOfPage\":{\"@id\":\"https:\\\/\\\/rta.saginfotech.com\\\/blog\\\/penal-provisions-for-unlisted-public-companies\\\/\"},\"wordCount\":270,\"commentCount\":0,\"image\":{\"@id\":\"https:\\\/\\\/rta.saginfotech.com\\\/blog\\\/penal-provisions-for-unlisted-public-companies\\\/#primaryimage\"},\"thumbnailUrl\":\"https:\\\/\\\/rta.saginfotech.com\\\/blog\\\/wp-content\\\/uploads\\\/2020\\\/08\\\/PENAL-PROVISIONS-FOR-UNLISTED-PUBLIC-COMPANIES-1.jpg-1.jpg\",\"articleSection\":[\"RTA Services\"],\"inLanguage\":\"en-US\",\"potentialAction\":[{\"@type\":\"CommentAction\",\"name\":\"Comment\",\"target\":[\"https:\\\/\\\/rta.saginfotech.com\\\/blog\\\/penal-provisions-for-unlisted-public-companies\\\/#respond\"]}]},{\"@type\":\"WebPage\",\"@id\":\"https:\\\/\\\/rta.saginfotech.com\\\/blog\\\/penal-provisions-for-unlisted-public-companies\\\/\",\"url\":\"https:\\\/\\\/rta.saginfotech.com\\\/blog\\\/penal-provisions-for-unlisted-public-companies\\\/\",\"name\":\"Penal Provisions for Not Obtaining ISIN by Unlisted Public Companies | SAG RTA\",\"isPartOf\":{\"@id\":\"https:\\\/\\\/rta.saginfotech.com\\\/blog\\\/#website\"},\"primaryImageOfPage\":{\"@id\":\"https:\\\/\\\/rta.saginfotech.com\\\/blog\\\/penal-provisions-for-unlisted-public-companies\\\/#primaryimage\"},\"image\":{\"@id\":\"https:\\\/\\\/rta.saginfotech.com\\\/blog\\\/penal-provisions-for-unlisted-public-companies\\\/#primaryimage\"},\"thumbnailUrl\":\"https:\\\/\\\/rta.saginfotech.com\\\/blog\\\/wp-content\\\/uploads\\\/2020\\\/08\\\/PENAL-PROVISIONS-FOR-UNLISTED-PUBLIC-COMPANIES-1.jpg-1.jpg\",\"datePublished\":\"2020-08-28T06:57:26+00:00\",\"dateModified\":\"2026-05-06T05:12:41+00:00\",\"author\":{\"@id\":\"https:\\\/\\\/rta.saginfotech.com\\\/blog\\\/#\\\/schema\\\/person\\\/0ac740b488e0d7ce1c1324eaade753d4\"},\"description\":\"Check out the eligibility and other compliance requirements of the form PAS 6 for unlisted public companies. Also, note down the best RTA agent for filing form PAS 6\",\"breadcrumb\":{\"@id\":\"https:\\\/\\\/rta.saginfotech.com\\\/blog\\\/penal-provisions-for-unlisted-public-companies\\\/#breadcrumb\"},\"inLanguage\":\"en-US\",\"potentialAction\":[{\"@type\":\"ReadAction\",\"target\":[\"https:\\\/\\\/rta.saginfotech.com\\\/blog\\\/penal-provisions-for-unlisted-public-companies\\\/\"]}]},{\"@type\":\"ImageObject\",\"inLanguage\":\"en-US\",\"@id\":\"https:\\\/\\\/rta.saginfotech.com\\\/blog\\\/penal-provisions-for-unlisted-public-companies\\\/#primaryimage\",\"url\":\"https:\\\/\\\/rta.saginfotech.com\\\/blog\\\/wp-content\\\/uploads\\\/2020\\\/08\\\/PENAL-PROVISIONS-FOR-UNLISTED-PUBLIC-COMPANIES-1.jpg-1.jpg\",\"contentUrl\":\"https:\\\/\\\/rta.saginfotech.com\\\/blog\\\/wp-content\\\/uploads\\\/2020\\\/08\\\/PENAL-PROVISIONS-FOR-UNLISTED-PUBLIC-COMPANIES-1.jpg-1.jpg\",\"width\":1200,\"height\":630,\"caption\":\"PENAL PROVISIONS FOR UNLISTED PUBLIC COMPANIES\"},{\"@type\":\"BreadcrumbList\",\"@id\":\"https:\\\/\\\/rta.saginfotech.com\\\/blog\\\/penal-provisions-for-unlisted-public-companies\\\/#breadcrumb\",\"itemListElement\":[{\"@type\":\"ListItem\",\"position\":1,\"name\":\"Home\",\"item\":\"https:\\\/\\\/rta.saginfotech.com\\\/blog\\\/\"},{\"@type\":\"ListItem\",\"position\":2,\"name\":\"Penal Provisions for Not Obtaining ISIN by Unlisted Public Companies\"}]},{\"@type\":\"WebSite\",\"@id\":\"https:\\\/\\\/rta.saginfotech.com\\\/blog\\\/#website\",\"url\":\"https:\\\/\\\/rta.saginfotech.com\\\/blog\\\/\",\"name\":\"SAG RTA Official Blog\",\"description\":\"\",\"potentialAction\":[{\"@type\":\"SearchAction\",\"target\":{\"@type\":\"EntryPoint\",\"urlTemplate\":\"https:\\\/\\\/rta.saginfotech.com\\\/blog\\\/?s={search_term_string}\"},\"query-input\":{\"@type\":\"PropertyValueSpecification\",\"valueRequired\":true,\"valueName\":\"search_term_string\"}}],\"inLanguage\":\"en-US\"},{\"@type\":\"Person\",\"@id\":\"https:\\\/\\\/rta.saginfotech.com\\\/blog\\\/#\\\/schema\\\/person\\\/0ac740b488e0d7ce1c1324eaade753d4\",\"name\":\"admin\",\"image\":{\"@type\":\"ImageObject\",\"inLanguage\":\"en-US\",\"@id\":\"https:\\\/\\\/secure.gravatar.com\\\/avatar\\\/573fa38389261f7aab5cc41a95770e0931991396a39465d8eb88b92c32c63eaf?s=96&d=mm&r=g\",\"url\":\"https:\\\/\\\/secure.gravatar.com\\\/avatar\\\/573fa38389261f7aab5cc41a95770e0931991396a39465d8eb88b92c32c63eaf?s=96&d=mm&r=g\",\"contentUrl\":\"https:\\\/\\\/secure.gravatar.com\\\/avatar\\\/573fa38389261f7aab5cc41a95770e0931991396a39465d8eb88b92c32c63eaf?s=96&d=mm&r=g\",\"caption\":\"admin\"}}]}<\/script>\n<!-- \/ Yoast SEO plugin. -->","yoast_head_json":{"title":"Penal Provisions for Not Obtaining ISIN by Unlisted Public Companies | SAG RTA","description":"Check out the eligibility and other compliance requirements of the form PAS 6 for unlisted public companies. Also, note down the best RTA agent for filing form PAS 6","robots":{"index":"index","follow":"follow","max-snippet":"max-snippet:-1","max-image-preview":"max-image-preview:large","max-video-preview":"max-video-preview:-1"},"canonical":"https:\/\/rta.saginfotech.com\/blog\/penal-provisions-for-unlisted-public-companies\/","og_locale":"en_US","og_type":"article","og_title":"Penal Provisions for Not Obtaining ISIN by Unlisted Public Companies | SAG RTA","og_description":"Check out the eligibility and other compliance requirements of the form PAS 6 for unlisted public companies. Also, note down the best RTA agent for filing form PAS 6","og_url":"https:\/\/rta.saginfotech.com\/blog\/penal-provisions-for-unlisted-public-companies\/","og_site_name":"SAG RTA Official Blog","article_published_time":"2020-08-28T06:57:26+00:00","article_modified_time":"2026-05-06T05:12:41+00:00","og_image":[{"width":1200,"height":630,"url":"https:\/\/rta.saginfotech.com\/blog\/wp-content\/uploads\/2020\/08\/PENAL-PROVISIONS-FOR-UNLISTED-PUBLIC-COMPANIES-1.jpg-1.jpg","type":"image\/jpeg"}],"author":"admin","twitter_card":"summary_large_image","twitter_misc":{"Written by":"admin","Est. reading time":"1 minute"},"schema":{"@context":"https:\/\/schema.org","@graph":[{"@type":"Article","@id":"https:\/\/rta.saginfotech.com\/blog\/penal-provisions-for-unlisted-public-companies\/#article","isPartOf":{"@id":"https:\/\/rta.saginfotech.com\/blog\/penal-provisions-for-unlisted-public-companies\/"},"author":{"name":"admin","@id":"https:\/\/rta.saginfotech.com\/blog\/#\/schema\/person\/0ac740b488e0d7ce1c1324eaade753d4"},"headline":"Penal Provisions for Not Obtaining ISIN by Unlisted Public Companies","datePublished":"2020-08-28T06:57:26+00:00","dateModified":"2026-05-06T05:12:41+00:00","mainEntityOfPage":{"@id":"https:\/\/rta.saginfotech.com\/blog\/penal-provisions-for-unlisted-public-companies\/"},"wordCount":270,"commentCount":0,"image":{"@id":"https:\/\/rta.saginfotech.com\/blog\/penal-provisions-for-unlisted-public-companies\/#primaryimage"},"thumbnailUrl":"https:\/\/rta.saginfotech.com\/blog\/wp-content\/uploads\/2020\/08\/PENAL-PROVISIONS-FOR-UNLISTED-PUBLIC-COMPANIES-1.jpg-1.jpg","articleSection":["RTA Services"],"inLanguage":"en-US","potentialAction":[{"@type":"CommentAction","name":"Comment","target":["https:\/\/rta.saginfotech.com\/blog\/penal-provisions-for-unlisted-public-companies\/#respond"]}]},{"@type":"WebPage","@id":"https:\/\/rta.saginfotech.com\/blog\/penal-provisions-for-unlisted-public-companies\/","url":"https:\/\/rta.saginfotech.com\/blog\/penal-provisions-for-unlisted-public-companies\/","name":"Penal Provisions for Not Obtaining ISIN by Unlisted Public Companies | SAG RTA","isPartOf":{"@id":"https:\/\/rta.saginfotech.com\/blog\/#website"},"primaryImageOfPage":{"@id":"https:\/\/rta.saginfotech.com\/blog\/penal-provisions-for-unlisted-public-companies\/#primaryimage"},"image":{"@id":"https:\/\/rta.saginfotech.com\/blog\/penal-provisions-for-unlisted-public-companies\/#primaryimage"},"thumbnailUrl":"https:\/\/rta.saginfotech.com\/blog\/wp-content\/uploads\/2020\/08\/PENAL-PROVISIONS-FOR-UNLISTED-PUBLIC-COMPANIES-1.jpg-1.jpg","datePublished":"2020-08-28T06:57:26+00:00","dateModified":"2026-05-06T05:12:41+00:00","author":{"@id":"https:\/\/rta.saginfotech.com\/blog\/#\/schema\/person\/0ac740b488e0d7ce1c1324eaade753d4"},"description":"Check out the eligibility and other compliance requirements of the form PAS 6 for unlisted public companies. Also, note down the best RTA agent for filing form PAS 6","breadcrumb":{"@id":"https:\/\/rta.saginfotech.com\/blog\/penal-provisions-for-unlisted-public-companies\/#breadcrumb"},"inLanguage":"en-US","potentialAction":[{"@type":"ReadAction","target":["https:\/\/rta.saginfotech.com\/blog\/penal-provisions-for-unlisted-public-companies\/"]}]},{"@type":"ImageObject","inLanguage":"en-US","@id":"https:\/\/rta.saginfotech.com\/blog\/penal-provisions-for-unlisted-public-companies\/#primaryimage","url":"https:\/\/rta.saginfotech.com\/blog\/wp-content\/uploads\/2020\/08\/PENAL-PROVISIONS-FOR-UNLISTED-PUBLIC-COMPANIES-1.jpg-1.jpg","contentUrl":"https:\/\/rta.saginfotech.com\/blog\/wp-content\/uploads\/2020\/08\/PENAL-PROVISIONS-FOR-UNLISTED-PUBLIC-COMPANIES-1.jpg-1.jpg","width":1200,"height":630,"caption":"PENAL PROVISIONS FOR UNLISTED PUBLIC COMPANIES"},{"@type":"BreadcrumbList","@id":"https:\/\/rta.saginfotech.com\/blog\/penal-provisions-for-unlisted-public-companies\/#breadcrumb","itemListElement":[{"@type":"ListItem","position":1,"name":"Home","item":"https:\/\/rta.saginfotech.com\/blog\/"},{"@type":"ListItem","position":2,"name":"Penal Provisions for Not Obtaining ISIN by Unlisted Public Companies"}]},{"@type":"WebSite","@id":"https:\/\/rta.saginfotech.com\/blog\/#website","url":"https:\/\/rta.saginfotech.com\/blog\/","name":"SAG RTA Official Blog","description":"","potentialAction":[{"@type":"SearchAction","target":{"@type":"EntryPoint","urlTemplate":"https:\/\/rta.saginfotech.com\/blog\/?s={search_term_string}"},"query-input":{"@type":"PropertyValueSpecification","valueRequired":true,"valueName":"search_term_string"}}],"inLanguage":"en-US"},{"@type":"Person","@id":"https:\/\/rta.saginfotech.com\/blog\/#\/schema\/person\/0ac740b488e0d7ce1c1324eaade753d4","name":"admin","image":{"@type":"ImageObject","inLanguage":"en-US","@id":"https:\/\/secure.gravatar.com\/avatar\/573fa38389261f7aab5cc41a95770e0931991396a39465d8eb88b92c32c63eaf?s=96&d=mm&r=g","url":"https:\/\/secure.gravatar.com\/avatar\/573fa38389261f7aab5cc41a95770e0931991396a39465d8eb88b92c32c63eaf?s=96&d=mm&r=g","contentUrl":"https:\/\/secure.gravatar.com\/avatar\/573fa38389261f7aab5cc41a95770e0931991396a39465d8eb88b92c32c63eaf?s=96&d=mm&r=g","caption":"admin"}}]}},"_links":{"self":[{"href":"https:\/\/rta.saginfotech.com\/blog\/wp-json\/wp\/v2\/posts\/1348","targetHints":{"allow":["GET"]}}],"collection":[{"href":"https:\/\/rta.saginfotech.com\/blog\/wp-json\/wp\/v2\/posts"}],"about":[{"href":"https:\/\/rta.saginfotech.com\/blog\/wp-json\/wp\/v2\/types\/post"}],"author":[{"embeddable":true,"href":"https:\/\/rta.saginfotech.com\/blog\/wp-json\/wp\/v2\/users\/1"}],"replies":[{"embeddable":true,"href":"https:\/\/rta.saginfotech.com\/blog\/wp-json\/wp\/v2\/comments?post=1348"}],"version-history":[{"count":28,"href":"https:\/\/rta.saginfotech.com\/blog\/wp-json\/wp\/v2\/posts\/1348\/revisions"}],"predecessor-version":[{"id":28035,"href":"https:\/\/rta.saginfotech.com\/blog\/wp-json\/wp\/v2\/posts\/1348\/revisions\/28035"}],"wp:featuredmedia":[{"embeddable":true,"href":"https:\/\/rta.saginfotech.com\/blog\/wp-json\/wp\/v2\/media\/1363"}],"wp:attachment":[{"href":"https:\/\/rta.saginfotech.com\/blog\/wp-json\/wp\/v2\/media?parent=1348"}],"wp:term":[{"taxonomy":"category","embeddable":true,"href":"https:\/\/rta.saginfotech.com\/blog\/wp-json\/wp\/v2\/categories?post=1348"},{"taxonomy":"post_tag","embeddable":true,"href":"https:\/\/rta.saginfotech.com\/blog\/wp-json\/wp\/v2\/tags?post=1348"}],"curies":[{"name":"wp","href":"https:\/\/api.w.org\/{rel}","templated":true}]}}